Miller Ockham Asset Management LLC (Hollywood)


Miller Ockham Asset Management LLC is an internet adviser based in Hollywood. It manages $2.51 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Florida.

Miller Ockham Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and investment consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Miller Ockham Asset Management: assets under management

The assets under management (AUM) of Miller Ockham Asset Management LLC is $2.51 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -35% since the beginning of its operation, and $2.03 million of the total AUM is attributable to clients outside of the United States.

The firm manages $2.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $836.17 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Miller Ockham Asset Management LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Miller Ockham Asset Management LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan Jonathan Miller Chief compliance officer and managing member 1 Oct 2015 75% - 100% 6582942

Based in Hollywood

The principal office where Miller Ockham Asset Management LLC performs its advisory services is located at 1547 Mariner Way, Hollywood, FL 33019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1-954-374-3809 or by fax 1-954-281-5960. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at millerockham.com.