Aster Investment Management Co Inc (Larkspur)


Aster Investment Management Co Inc is a large advisory firm based in Larkspur. It manages $2.71 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Aster Investment Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aster Investment Management: assets under management

The assets under management (AUM) of Aster Investment Management Co Inc is $2.71 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 386% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $904.18 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Aster Investment Management Co Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aster Investment Management Co Inc

Richard F Aster has been acting as President since 1 Feb 1977. Jr. Trust; First Republic Trust Company A Divisioin Of First Republic Bank Trustee Richard F. Aster joined the executive team most recently as the Corporate Trustee.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard F Aster President 1 Feb 1977 75% - 100% 3156403
Kevin Christopher O'boyle Vp of research 1 Sep 1994 Other 4347199
Gregg Bernard Keeling Vp of operations 1 Apr 1999 Other 4347194
James Herbert England Vp of research 1 Aug 2001 Other 2589292
Larry Edward Cordisco Vp of research 1 Sep 2003 Other 4486482
James Joseph O'connor Vp of research 1 Jan 2004 Other 4314571
Gregg Bernard Keeling Chief compliance officer 1 Oct 2004 Other 4347194
Talal Qatato Vp of research 1 Jun 2005 Other 2811842
William Ling Cheng Tao Vp of research 1 Sep 2007 Other 4416651
Jr. Trust; Herbert C. Kay Trustee Richard F. Aster Director 1 Feb 2012 75% - 100% 45-6795554
Jr. Trust; First Republic Trust Company A Divisioin Of First Republic Bank Trustee Richard F. Aster Corporate trustee 1 Apr 2012 75% - 100% 45-6795554
Michael Nmn Stolper Director 1 Apr 2012 Other 437190
Kevin Christopher O'boyle Director of research 1 Apr 2012 Other 4347199
Larry Edward Cordisco Vp of research 1 Apr 2012 Other 4486482

Based in Larkspur

The principal office where Aster Investment Management Co Inc performs its advisory services is located at 60 E Sir Francis Drake Blvd Ste 306, Larkspur, CA 94939, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-461-8770 or by fax 415-461-0856. The normal business hours are 6:30am to 4:00pm pst on Monday - Friday.