Sightway Capital, LP (New York)


Sightway Capital, LP is a large advisory firm based in New York. It manages $1.57 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Sightway Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sightway Capital: assets under management

The assets under management (AUM) of Sightway Capital, LP is $1.57 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.57 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $391.66 million each.
Sightway Capital has custody of $1.57 billion in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sightway Capital, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sightway Capital serves?

The only and largest group of clients of Sightway Capital is pooled investment vehicles with 4 clients and $1.57 billion of assets under management. Among the 12 most similar advisory firms, Sightway Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.57 billion for 4 clients. 50% of the firm’s clients are foreign persons or businesses.

Sightway Capital also advises several private funds. Namely, one hedge fund, two private equity funds, and one securitized asset fund. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Sightway Capital, LP

The company employs 41 people that are either part- or full-time employees. 49 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bertram Siegel Trustee of siegel family gst exempt trust 1 Dec 2007 Other 6317811
John Michael Overdeck Trustee of overdeck family gst exempt trust 1 Dec 2007 Other 6317393
John Albert Overdeck Trustee of john a. overdeck revocable trust 1 Dec 2007 25% - 50% 2280794
David Mark Siegel Trustee of david m. siegel revocable trust 1 Dec 2007 25% - 50% 2197031
Llc Two Sigma Management General partner 1 Oct 2017 Other 20-3495735
John A. Overdeck Revocable Trust Limited partner 1 Oct 2017 25% - 50% 26-6160471
David M. Siegel Revocable Trust Limited partner 1 Oct 2017 25% - 50% 26-6160503
Overdeck Family Gst Exempt Trust Limited partner 1 Oct 2017 Other 36-7645245
Siegel Family Gst Exempt Trust Limited partner 1 Oct 2017 Other 36-7117258
Wray T. Thorn Chief executive officer, chief investment officer 1 Oct 2017 Other 6886008
Matthew Brady Siano General counsel, secretary 1 Oct 2017 Other 5032060
Scott R Hendry Chief compliance officer 1 Oct 2017 Other 4882503
Joseph J. Majocha Chief financial officer 1 Nov 2017 Other 6886009

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
John A. Overdeck Revocable Trust Member 1 Jan 2008 25% - 50% 26-6160471
David M. Siegel Revocable Trust Member 1 Jan 2008 25% - 50% 26-6160503

Based in New York

The principal office where Sightway Capital, LP performs its advisory services is located at 101 Avenue Of The Americas, New York, NY 10013 1941 The mailing address of the firm is 100 Avenue Of The Americas, New York, NY 10013 1941. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-392-7557 or by fax 917-237-4176. The normal business hours are 8am est to 6pm est on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/27005268.