Mutual Of Omaha Investor Services, Inc. is a multi-state adviser based in Omaha. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Mutual Of Omaha Investor Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The advisory firm has several streams of revenue. Clients pay Mutual Of Omaha Investor Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Richard William Healey is individuals with 4,230 clients and $0 of assets under management. Among the 4 most similar advisory firms, Mutual Of Omaha Investor Services has the highest percentage of individuals out of all clients.
None of the firm’s clients are foreign persons or businesses.
Mutual Of Omaha Investor Services doesn't advise any private funds.
The company employs 375 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 375 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Richard William Healey has been acting as President since 1 May 2016. Adam D Proskovec joined the executive team most recently as the Vice President And Principal Operations Officer.
The principal office where Mutual Of Omaha Investor Services, Inc. performs its advisory services is located at 3300 Mutual Of Omaha Plaza, Omaha, NE 68175 1020, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-351-5770 or by fax 866-807-9215. The normal business hours are 8:00 - 4:30 cst/cdt on Monday - Friday. You can find more information about the New York firm at mutualofomaha.com/.