Morton Clarke Fu & Metcalf Inc. (Seattle)


Morton Clarke Fu & Metcalf Inc. is a large advisory firm based in Seattle. It manages $58.73 million of regulatory assets for 39 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, Kansas, and 4 other states.

Morton Clarke Fu & Metcalf provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Morton Clarke Fu & Metcalf: assets under management

The assets under management (AUM) of Morton Clarke Fu & Metcalf Inc. is $58.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $58.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.51 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morton Clarke Fu & Metcalf Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morton Clarke Fu & Metcalf Inc.

Stephen Sydenham Clarke has been acting as President since 1 Feb 1995. Trenton Kroeger Morton joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Sainsbury Morton Director, ceo 1 Feb 1995 25% - 50% 341120
Mari Minghwa Fu Director, secretary 1 Feb 1995 Other 1705748
Stephen Sydenham Clarke Director 1 Feb 1995 Other 48072
Susan Diane Metcalf Director, treasurer, cfo 1 Feb 1995 Other 1547365
Steven Arthur Burns Director 1 Aug 1995 Other 1005755
Loren Irvin Deshon Shareholder 1 Oct 1996 Other 730531
Mary Susan Shafer Shareholder 1 Nov 1996 Other 1355148
Harriett Hawley Morton Shareholder 1 Feb 1997 Other 2591272
Trenton Kroeger Morton Shareholder 1 Sep 2001 Other 2770360

Based in Seattle

The principal office where Morton Clarke Fu & Metcalf Inc. performs its advisory services is located at 520 Pike St, Seattle, WA 98101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-676-6234 or by fax 206-676-6282. The normal business hours are 6:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.mortonclarke.com.