Hale Partnership Capital Management, LLC (Charlotte)


Hale Partnership Capital Management, LLC is a large advisory firm based in Charlotte. It manages $110.8 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of North Carolina.

Hale Partnership Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hale Partnership Capital Management: assets under management

The assets under management (AUM) of Hale Partnership Capital Management, LLC is $110.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $110.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.16 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 82% of the total AUM. The second-largest asset type is exchange traded securities, which make up 15% of the firm’s portfolio. Investments in non-exchange traded securities form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hale Partnership Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hale Partnership Capital Management serves?

The firm provides services to charitable organizations and pooled investment vehicles. The largest group of clients of Hale Partnership Capital Management is pooled investment vehicles with 4 clients and $70.8 million of assets under management. Among the 11 most similar advisory firms, Hale Partnership Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $110.8 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Hale Partnership Capital Management also advises several private funds. Namely, three hedge funds and one real estate fund. The minimum investment commitment required of non-related persons ranges from $100,000 to $21,600,000.

Careers at Hale Partnership Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Steven Alfred Hale General partner 1 Sep 2010 75% - 100% 5105195
Steven A. Hale General partner 1 Sep 2010 75% - 100% 5105195
Bradley Griffin Garner Chief financial officer and chief compliance officer 1 Oct 2015 Other 6943459

Based in Charlotte

The principal office where Hale Partnership Capital Management, LLC performs its advisory services is located at 2924 Archdale Drive, Charlotte, NC 28210, which is also the mailing address of the firm. An additional office of the firm is in Greenville, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 336-552-6228. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at halepartnership.com.