Tiaa Cref Tuition Financing, Inc. (New York)


Tiaa Cref Tuition Financing, Inc. is a large advisory firm based in New York. It manages $25.01 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001.

Tiaa Cref Tuition Financing provides investment recommendations to state sponsors (government entities) of qualified tuition programs.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiaa Cref Tuition Financing: assets under management

The assets under management (AUM) of Tiaa Cref Tuition Financing, Inc. is $25.01 billion. The firm's AUM has grown by 6995% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 87% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio.

What kind of clients Jr. Paul Joseph Van Heest serves?

The only and largest group of clients of Jr. Paul Joseph Van Heest is state or municipal government entities with 10 clients and $25.01 billion of assets under management. Among the 9 most similar advisory firms, Tiaa Cref Tuition Financing has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $25.01 billion for 10 clients. None of the firm’s clients are foreign persons or businesses.

Tiaa Cref Tuition Financing doesn't advise any private funds.

Careers at Tiaa Cref Tuition Financing, Inc.

The company employs 59 people that are either part- or full-time employees. 5 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jr. Paul Joseph Van Heest has been acting as President since 1 Jun 2006. Lisa Kay Lynn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Lawrence Gibbs Director & executive vice president (chief financial officer) 1 Sep 1998 Other 1775036
Charles Henry Stamm Director 1 Sep 1998 Other 1926783
Roseanne Mozlin Lipman Vice president 1 Sep 1998 Other 836043
Roger Alan Vellekamp Vice president 1 Sep 1998 Other 3118007
Timothy Edward Lane Vice president, chief operations officer & cheif compliance officer 1 Sep 1998 Other 1701373
Richard John Adamski Vice president & treasurer 1 Sep 1998 Other 1822249
Mark Leonard Serlen Secretary 1 Sep 1998 Other 1814700
Lisa Snow Vice president (chief legal officer) 1 Sep 1998 Other 1814473
Abby Lynn Ingber Assistant secretary 1 Sep 1998 Other 2575399
Stewart Paul Greene Assistant secretary 1 Sep 1998 Other 1842717
Gary M Chinery Assistant treasurer 1 Sep 1998 Other 1822252
Inc. Tiaa Cref Enterprises Shareholder 1 Sep 1998 75% - 100% 13-3905273
Michael Osso Second vp, tuition financing administration & finance 1 Sep 1998 Other 3074536
Charles H. Stamm Director and executive vice president 1 Sep 1998 Other 1926783
Roseanne M. Klein Vice president and chief counsel 1 Sep 1998 Other 836043
Roseanne Mozlin Klein Vice president and chief counsel 1 Sep 1998 Other 836043
Gary Mark Chinery Second vice president & associate treasurer 1 Sep 1998 Other 1822252
Michael Perry Osso Second vp, tuition financing administration & finance 1 Sep 1998 Other 3074536
Inc. Tiaa Cref Asset Management Shareholder 1 Sep 1998 75% - 100% 13-3905273
Tiaa Cref Asset Management Llc Shareholder 1 Sep 1998 75% - 100% 13-3905273
Thomas Kevin Lynch Second vice president, investment reporting 1 Apr 2000 Other 2716791
Martin Epler Galt Director, president & chief executive officer 1 Dec 2000 Other 2930975
Meredith Jo Kornreich Chief counsel 1 Apr 2001 Other 2403304
Kathleen Denise Vannoypineda Chief compliance officer 1 Jun 2001 Other 1347526
Kathleen Denise Vannoy Pineda Chief compliance officer 1 Jun 2001 Other 1347526
Bertram Lee Scott Director, president & chief executive officer 1 Nov 2003 Other 4698925
Elizabeth Ann Monrad Director & executive vice president (chief financial officer) 1 Nov 2003 Other 3212249
Meredith Jo Kornreich Vice president and chief legal officer & assistant secretary 1 Nov 2003 Other 2403304
Erwin Wayne Martens Director 1 Nov 2003 Other 4676470
Phillip Theodore Rollock Vice president & chief operations officer 1 Nov 2003 Other 2091694
Richard Alan Heller Second vice president 1 Nov 2003 Other 1030434
Anne Alyssa Bowman Chief compliance officer 1 Nov 2003 Other 2990554
Frederick Raymond Lorthioir Second vice president 1 Nov 2003 Other 1812810
Frances Nolan Director 1 Nov 2003 Other 1719590
Edward James Leahy Assistant secretary 1 Nov 2003 Other 2922906
Christopher Shields Lynch Second vice president 1 Nov 2003 Other 1985050
Gary Mark Chinery Vice president & treasurer 1 Jan 2004 Other 1822252
Jerold Joseph Mammano Second vice president and finance manager 1 May 2004 Other 4804323
Carol Ann Baldwin Moody Chief compliance officer 1 Sep 2004 Other 4520459
Adrienne Mary Ryan Pinto Second vice president 1 Apr 2005 Other 1447479
Russell Gordon Noles Director, vice president and acting chief financial officer 1 May 2005 Other 4828778
Eric Carl Oppenheim Acting chief compliance officer 1 Oct 2005 Other 2444926
Evan Barry Giller General counsel, chief legal officer and assistant secretary 1 Mar 2006 Other 1817159
Jr. Paul Joseph Van Heest Director 1 Jun 2006 Other 3083838
Timothy Edward Lane Director 1 Jun 2006 Other 1701373
Edward Dinnage Van Dolsen Director 1 Jun 2006 Other 1043383
Matthew Frederick Daitch Director 1 Jun 2006 Other 2361822
Douglas Edward Chittenden President 1 Jun 2006 Other 1719218
Angela Michelle Cox Chief compliance officer 1 Jun 2006 Other 2575579
Ann Marie Stumpf Director 1 Aug 2006 Other 5214224
Michael Perry Osso Chief financial officer 1 Sep 2006 Other 3074536
Marjorie Pierre Merritt Secretary 1 Jun 2007 Other 5308970
Pamela Louise Mcnulty Second vice president 1 Jun 2007 Other 1564488
Joseph David Delgrande Second vice president 1 Jun 2007 Other 1809256
Mary Elizabeth Cusick Second vice president 1 Jun 2007 Other 1248483
Paul John Battaglia Second vice president 1 Jun 2007 Other 2236124
Keith Henry Rauschenbach Director 1 Feb 2008 Other 1719526
Martha Lee Wood Chief legal officer & assistant secretary 1 Feb 2008 Other 4073300
Douglas Edward Chittenden Director 1 Jul 2008 Other 1719218
Michael Perry Osso Vice president & chief financial officer & director 1 Jul 2008 Other 3074536
Pamela Louise Mcnulty Vice president 1 Jul 2008 Other 1564488
Paul John Battaglia Vice president & treasurer 1 Jul 2008 Other 2236124
Tim Daniel Walsh Vice president 1 Jul 2008 Other 1495671
Tim Daniel Walsh Vice president 1 Aug 2008 Other 1495671
Michael Eugene Pearson Chief compliance officer 1 Apr 2009 Other 2751813
Joseph David Delgrande Vice president 1 Oct 2009 Other 1809256
Kathleen Marie Eckert Vice president 1 Feb 2010 Other 2951079
Angela Michelle Cox Chief compliance officer 1 Mar 2010 Other 2575579
Brian Michael Moran Chief compliance officer 1 Feb 2011 Other 1940341
Michael Joseph Noone President and director 1 Aug 2012 Other 1821940
Lisa Kay Lynn Chief compliance officer 1 Nov 2012 Other 2423767
Michael Joseph Noone Director 1 Nov 2012 Other 1821940
Teachers Insurance And Annuity Association Of America Shareholder 1 Mar 2015 75% - 100% 13-1624203
Sean Martin Flynn Chief compliance officer 1 Nov 2015 Other 2790159
Brian Richard Bohaty Director 1 May 2016 Other 2135630
Christopher Shields Lynch President and director 1 Oct 2016 Other 1985050
John Mark Obeck Chief compliance officer 1 Dec 2017 Other 3222777
Lisa Kay Lynn Chief compliance officer 1 Jun 2019 Other 2423767

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Tiaa Board Of Overseers Shareholder 1 Sep 1998 75% - 100% 13-6110585
Teachers Insurance And Annuity Association Of America Shareholder 1 Sep 1998 75% - 100% 13-1624203

Based in New York

The principal office where Tiaa Cref Tuition Financing, Inc. performs its advisory services is located at 730 Third Ave, New York, NY 10017 3206 The mailing address of the firm is 8500 Andrew Carnegie Blvd, Charlotte, NC 28262. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-916-4724 or by fax 212-916-4888. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.

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