Sebold Capital Management, Inc (Naperville)


Sebold Capital Management, Inc is a large advisory firm based in Naperville. It manages $147.45 million of regulatory assets for 644 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Illinois and Texas.

Sebold Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm also engages as financial planning.

Sebold Capital Management: assets under management

The assets under management (AUM) of Sebold Capital Management, Inc is $147.45 million. The firm's AUM has grown by 391% since the beginning of its operation, and $349.76 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $131.45 million in discretionary accounts and $16 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $273.85 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $97.54 thousand.
Sebold Capital Management has custody of $62.39 million in cash and securities for 90 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 91% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sebold Capital Management, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sean Thomas Sebold serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Sean Thomas Sebold is high net worth individuals with 41 clients and $94.6 million of assets under management. Among the 8 most similar advisory firms, Sebold Capital Management has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $139.38 million for 122 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Sebold Capital Management doesn't advise any private funds.

Careers at Sebold Capital Management, Inc

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sean Thomas Sebold has been acting as President since 1 Apr 1998. Sean T Sebold joined the executive team most recently as the President/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Sean Thomas Sebold President/chief compliance officer 1 Apr 1998 75% - 100% 2577853
Sean T Sebold President/chief compliance officer 1 Apr 1998 75% - 100% 2577853

Based in Naperville

The principal office where Sebold Capital Management, Inc performs its advisory services is located at 400 E. Diehl Road, Naperville, IL 60563, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-548-9700 or by fax 630-566-5155. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at seboldcapital.com.