Southwest Value Partners Enterprise LLC (San Diego)


Southwest Value Partners Enterprise LLC is a large advisory firm based in San Diego. It manages $100.45 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Southwest Value Partners Enterprise provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Southwest Value Partners Enterprise: assets under management

The assets under management (AUM) of Southwest Value Partners Enterprise LLC is $100.45 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100.45 million each.
Southwest Value Partners Enterprise has custody of $100.45 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Southwest Value Partners Enterprise LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Southwest Value Partners Enterprise serves?

The only and largest group of clients of Southwest Value Partners Enterprise is pooled investment vehicles with 1 clients and $100.45 million of assets under management. Among the 14 most similar advisory firms, Southwest Value Partners Enterprise has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $100.45 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Southwest Value Partners Enterprise also advises several private funds. Namely, one real estate fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Southwest Value Partners Enterprise LLC

The company employs 33 people that are either part- or full-time employees. 6 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Waitt Svp Xv Member 1 Mar 2009 Other 80-0371393
Mark Aaron Schlossberg Manager 1 Mar 2009 Other 6030119
Robert Sarver Trust Dated 9/29/97 Member 1 Mar 2009 Other xxx-xx-xxxx
Llc Mccarthy Capital Real Estate Member 1 Mar 2009 Other 80-0371393
Result V Llc Member 1 May 2009 25% - 50% 20-5925725
Susanne Fota Chief compliance officer 1 Feb 2012 Other 6030122
Susanne Denise Fota Chief compliance officer 1 Feb 2012 Other 6030122
Susan Fota Chief compliance officer 1 Feb 2012 Other 6030122
Lp Mas Limited Partners Member 1 Oct 2012 25% - 50% 46-1908399
Cisp Llc Member 1 Oct 2012 25% - 50% 80-0870299
Llc Waitt Swvpe Member 1 Oct 2012 Other 46-1616382
Lp Mas Limited Partners Ii Member 1 Jan 2014 25% - 50% 46-4620781
Maria Elizabeth Bonacci Chief compliance officer 1 Jan 2018 Other 6905054
Susanne Denise Fota Director of finance and administration and chief compliance officer 1 Oct 2018 Other 6030122
Mayra Karina Mariscal Senior project manager - legal & corporate and chief compliance officer 1 May 2019 Other 7113573

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Gary Sarver Trustee 1 Sep 1997 Other 1738644
Michael Robert Mccarthy Chairman 1 Jan 2006 25% - 50% 1576968
Cary P Mack Manager 1 Nov 2006 75% - 100% 1768188
Llc Mccarthy Group Member 1 Mar 2009 25% - 50% 84-1720665
Llc Mccarthy Partners Member 1 Mar 2009 25% - 50% 68-0619088
Dana Cuthbert Bradford Manager 1 Jan 2010 50% - 75% 4021967
Cary P Mack Manager 1 Dec 2011 75% - 100% 1768188
Mark Aaron Schlossberg General partner 1 Jun 2012 Other 6030119
John Schuele Manager 1 Jul 2012 50% - 75% 6180435
Llc Bradford Family Holdings Manager 1 Jul 2012 50% - 75% 27-4578309
Llc Waittcorp Management Member 1 Jul 2012 25% - 50% 77-0640806
Mark Aaron Schlossberg General partner 1 Jan 2014 Other 6030119
Dana Cuthbert Bradford Manager 1 Jan 2016 50% - 75% 4021967

Based in San Diego

The principal office where Southwest Value Partners Enterprise LLC performs its advisory services is located at 12770 El Camino Real, San Diego, CA 92130 2008, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-480-2900 or by fax 858-480-2909. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at swvp.com.