Symphonic Financial Advisors LLC is a large advisory firm based in New York. It manages $122.85 million of regulatory assets for 1,325 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Symphonic Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Symphonic Financial Advisors LLC is $122.85 million. The firm's AUM has grown by 1047% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Symphonic Financial Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Todd D Bothwell is individuals with 1,301 clients and $117.94 million of assets under management. Among the 9 most similar advisory firms, Symphonic Financial Advisors has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $122.85 million for 1,346 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Symphonic Financial Advisors doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There are 21 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Todd D Bothwell has been acting as President since 1 May 2005. Michael Joseph Nunnelee joined the executive team most recently as the Board Member.
The principal office where Symphonic Financial Advisors LLC performs its advisory services is located at 400 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Lutherville, MD. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-702-3500 or by fax 212-702-3535. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at symphonicfa.com/.