Janus Capital Management LLC (Denver)

Name: Janus Capital Management LLC
Address: 151 Detroit Street, Denver, CO, 80206
Telephone: (303) 333-3863

Janus Capital Management LLC is a large advisory firm based in Denver. It manages $168.1 billion of regulatory assets for 4,115 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Janus Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and please see schedule d, miscellaneous disclosure. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Janus Capital Management: assets under management

The assets under management (AUM) of Janus Capital Management LLC is $168.1 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -8% since the beginning of its operation, and $24.17 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $168.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.85 million each.

Janus Capital Management has custody of $893.39 million in cash and securities for 73 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 42% of the total AUM. The second-largest asset type is other assets, which make up 15% of the firm’s portfolio. Investments in government bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Janus Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bruce Lewis Koepfgen serves?

The firm provides services to individuals, insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Bruce Lewis Koepfgen is investment companies with 95 clients and $134.21 billion of assets under management. Among the 8 most similar advisory firms, Janus Capital Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $167.89 billion for 4,097 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Janus Capital Management also advises several private funds. Namely, one hedge fund, two liquidity funds, and fourteen other private funds. The minimum investment commitment required of non-related persons ranges from $1,000 to $5,000,000.

Careers at Janus Capital Management LLC

The company employs 923 people that are either part- or full-time employees. 11 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bruce Lewis Koepfgen has been acting as President since 1 Aug 2013. Enrique De Jesus Chang has served as the Chief Investment Officer since 1 Apr 2016 and Richard Maccoy Weil is the Chief Executive Officer of Janus Capital Management LLC family office. Kristin Brett Mariani joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Hagan Bailey	President, ceo	1 Jun 1978	Other	10342
Mark Bradley Whiston	V.p., pres. of retail and institutional services	1 Mar 1991	Other	1572679
Thomas Alan Early	Interim director, v.p., general counsel	1 Feb 1998	Other	2146030
David Richard Kowalski	V.p., chief compliance officer	1 Mar 2000	Other	1375285
Raymond Timothy Hudner	V.p., chief technology officer	1 Nov 2000	Other	2036579
Loren Michael Starr	Interim director, v.p., chief financial officer	1 Sep 2001	Other	2178384
Helen Young Hayes	V.p., managing director of investments	1 Sep 2001	Other	2439946
James Paul Goff	V.p., director of research	1 Feb 2002	Other	2439936
Daniel Paul Connealy	Interim director	1 Apr 2002	Other	4519810
Danny Ray Carpenter	Interim director	1 Apr 2002	Other	4519811
Curt Robert Foust	Interim director	1 Apr 2002	Other	4062795
Kelley Dawn Abbott Howes	Interim director	1 Apr 2002	Other	2552029
Guinevere Eve Royle	Interim director	1 Apr 2002	Other	4520608
Robin Christine Beery	Chief marketing officer	1 Apr 2002	Other	2090091
Janus Capital Corporation	Shareholder	1 Apr 2002	75% - 100%	84-0765359
Lars Olof Soderberg	Executive vice president, institutional services	1 Aug 2002	Other	1077122
Janus Capital Group Inc	Managing member	1 Jan 2003	75% - 100%	84-0765359
Janus Management Holdings Corporation	Corporation	1 Mar 2003	Other	20-0403966
Girard Cecil Miller	Executive v.p. and chief operating officer	1 Jun 2003	Other	1773236
Girard Cecil Miller	Executive v.p. and chief operating officer	1 Jul 2003	Other	1773236
Kelley Dawn Abbott Howes	V.p. of domestic funds, general counsel	1 Feb 2004	Other	2552029
Steven L Scheid	Chief executive officer	1 Apr 2004	Other	2469724
Gary Douglas Black	President, chief investment officer	1 Apr 2004	Other	1709937
John Hale Bluher	Secretary, senior v.p., and chief public affairs officer	1 Aug 2004	Other	2250528
Kelley Dawn Abbott Howes	Senior v.p., general counsel	1 Aug 2004	Other	2552029
David Richard Kowalski	Senior v.p. of compliance, chief compliance officer	1 Feb 2005	Other	1375285
Robin Beery	Executive v.p. and chief marketing officer	1 Feb 2005	Other	2090091
Dominic Carl Martellaro	Executive v.p.	1 Feb 2005	Other	1271857
John Witherspoon Zimmerman	Executive v.p.	1 Feb 2005	Other	4855085
David Kowalski	Senior v.p. of compliance, chief compliance officer	1 Feb 2005	Other	1375285
John Hale Bluher	Secretary, executive v.p., and chief public affairs officer	1 May 2005	Other	2250528
David Robert Martin	Executive v.p. and chief financial officer	1 Jun 2005	Other	3214765
Gary Douglas Black	Chief executive officer & chief investment officer	1 Jan 2006	Other	1709937
Richard Gibson Smith	Chief investment officer, fixed income	1 Nov 2006	Other	2163325
Jonathan Daniel Coleman	Co-chief investment officer & vice president	1 Nov 2006	Other	2068051
Richard Smith	Co-chief investment officer & executive v.p.	1 Nov 2006	Other	2163325
Andrew Iseman	Senior vice president and chief operating officer	1 Feb 2007	Other	2337042
Kelley Dawn Abbott Howes	Senior v.p., general counsel, and secretary	1 Mar 2007	Other	2552029
Gregory Alan Frost	Senior vice president and chief financial officer	1 Mar 2007	Other	2864924
Heidi Walter Hardin	Senior v.p., general counsel and secretary	1 Jan 2008	Other	2619251
Kelley Dawn Abbott Howes	Executive v.p.	1 Jan 2008	Other	2552029
Heidi J Hardin	Senior v.p., general counsel and secretary	1 Jan 2008	Other	2619251
Daniel Charles	Senior v.p. managing director of jiiam	1 Jan 2008	Other	1879539
Gregory Alan Frost	Executive v.p. and chief financial officer	1 Jan 2008	Other	2864924
Gregory A. Frost	Executive v.p., treasurer and chief financial officer	1 Jan 2008	Other	2864924
Heidi W. Hardin	Senior v.p., general counsel and secretary	1 Jan 2008	Other	2619251
Kelley Howes	Executive v.p. and chief administrative officer	1 Apr 2008	Other	2552029
Scott Grace	Senior v.p. and treasurer	1 Jul 2008	Other	4232411
Gary James Rulh	Senior v.p. and chief technology officer	1 Dec 2008	Other	2435746
Daniel Charles	Executive v.p. managing director of janus capital group institutional	1 Feb 2009	Other	1879539
Timothy Keenan Armour	Interim chief executive officer	1 Jul 2009	Other	2263158
Robin Beery	Head of intermediary, distrubution, global marketing and product	1 Sep 2009	Other	2090091
Gregory A. Frost	Executive v.p., treasurer and chief financial officer	1 Sep 2009	Other	2864924
Richard Maccoy Weil	Chief executive officer	1 Feb 2010	Other	2603181
George Samuel Batejan	Executive v.p. and global head of technology and operations	1 Oct 2010	Other	3107628
Augustus Cheh	Executive vice president	1 Mar 2011	Other	2523751
Augustus Wing Chun Cheh	Executive vice president	1 Mar 2011	Other	2523751
Bruce Koepfgen	Chief financial officer	1 Jul 2011	Other	830273
Bruce Koepfgen	President	1 Jul 2013	Other	830273
Jennifer Mcpeek	Chief financial officer	1 Jul 2013	Other	5738912
Bruce Lewis Koepfgen	President	1 Aug 2013	Other	830273
Jennifer Joyce Mcpeek	Chief financial officer	1 Aug 2013	Other	5738912
Bruce Koepfgen	President	1 Aug 2013	Other	830273
Jennifer Mcpeek	Chief financial officer	1 Aug 2013	Other	5738912
Enrique Chang	Chief investment officer of equities and asset allocation	1 Sep 2013	Other	2304391
Michelle Rose Rosenberg	Senior vice president, deputy general counsel	1 Sep 2015	Other	4735608
Paul Donald Algreen	Senior vice president, chief information officer	1 Mar 2016	Other	4712924
Enrique Chang	Head of investments	1 Apr 2016	Other	2304391
Enrique De Jesus Chang	Chief investment officer	1 Apr 2016	Other	2304391
Richard E Tyson	Senior vice president, global head of operations	1 Jun 2016	Other	6673200
Richard Earl Tyson	Senior vice president, global head of operations	1 Jun 2016	Other	6673200
Brennan Allen Hughes	Chief financial officer	1 May 2017	Other	4934194
Michael Drew Elder	Svp, head of north american distribution	1 May 2017	Other	2328124
Susan Kelly Wold	Chief compliance officer	1 May 2017	Other	2197638
Kristin Brett Mariani	Chief compliance officer	1 Aug 2017	Other	2740967
Kristin Brett Mariani	Chief compliance officer	1 Sep 2017	Other	2740967

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Stilwell Financial	Shareholder	1 Apr 2002	75% - 100%	43-1804048
Stilwell Financial Inc.	Shareholder	1 Apr 2002	75% - 100%	43-1804048
Janus Henderson Group Plc	Shareholder	1 May 2017	75% - 100%	foreign entity

Based in Denver

The principal office where Janus Capital Management LLC performs its advisory services is located at 151 Detroit Street, Denver, CO 80206, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (303) 333-3863 or by fax (303) 336-7806. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at janus.com/ and its LinkedIn profile.