Balter Liquid Alternatives, LLC is a large advisory firm based in Boston. It manages $321.35 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Massachusetts.
Balter Liquid Alternatives provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Balter Liquid Alternatives, LLC is $321.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 219% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Balter Liquid Alternatives, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Balter Liquid Alternatives is investment companies with 3 clients and $321.35 million of assets under management. Among the 11 most similar advisory firms, Balter Liquid Alternatives has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $321.35 million for 3 clients. None of the firm’s clients are foreign persons or businesses.
Balter Liquid Alternatives doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Rebecca Elise Gompper joined the executive team most recently as the Chief Compliance Officer.
The principal office where Balter Liquid Alternatives, LLC performs its advisory services is located at 125 High Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 857-383-3472 or by fax 617-742-4224. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.