Eureka Investment Advisors, Inc. (Los Angeles)


Eureka Investment Advisors, Inc. is a large advisory firm based in Los Angeles. It manages $961.88 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Eureka Investment Advisors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eureka Investment Advisors: assets under management

The assets under management (AUM) of Eureka Investment Advisors, Inc. is $961.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $961.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.12 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eureka Investment Advisors, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Eureka Investment Advisors, Inc.

Robert Bannon has been acting as President since 1 Mar 2001. Christophe Vallee joined the executive team most recently as the President/Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
United California Bank Shareholder 1 Mar 2001 75% - 100% 94-1752619
Henry Mears Baltazar Cfo/secretary 1 Mar 2001 Other 4187062
Robert Bannon President/ceo/board member 1 Mar 2001 Other 2646328
Howard Nelson Gould Chairman/board member 1 Mar 2001 Other 4372833
Takashi Muraoka Board member 1 Mar 2001 Other 4372834
Bank Of The West Dba United California Bank Shareholder 1 Apr 2002 75% - 100% 94-0475440
Bank Of The West Shareholder 1 Apr 2002 75% - 100% 94-0475440
Frank John Bonetto Board member 1 Apr 2002 Other 2136489
Michael Jay Sessum Coo/board secretary 1 Aug 2002 Other 4644571
Stephen Charles Glenn Board member 1 Mar 2003 Other 4644576
Christophe Vallee Board member 1 Nov 2003 Other 4768506
Christophe Vallee President/ceo 1 Oct 2004 Other 4768506
Patricia L Derudder Chief financial officer 1 Oct 2004 Other 4885859
Pat P Dugquem Chief compliance officer 1 Oct 2004 Other 4889620

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
United Financial Of Japan Holdings Shareholder 1 Sep 1986 75% - 100% 94-1234964
Bancwest Corporation Shareholder of bank of the west 1 Nov 1998 75% - 100% 99-0156159
Bnp Paribas Shareholder of bancwest corporation 1 Dec 2001 75% - 100% 94-1677765

Based in Los Angeles

The principal office where Eureka Investment Advisors, Inc. performs its advisory services is located at 300 South Grand Ave, Los Angeles, CA 90071, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 213-972-0316 or by fax 213-972-0406. The normal business hours are 7:00am to 4:30pm on Monday - Friday.