Harrison Fiduciary Group LLC (New York)

Name: Harrison Fiduciary Group LLC
Address: One Rockefeller Plaza, New York, NY, 10020
Telephone: 617-830-5771

Harrison Fiduciary Group LLC is a large advisory firm based in New York. It manages $970.39 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Massachusetts and New York.

Harrison Fiduciary Group provides portfolio management for pooled investment vehicles, pension consulting services, and fiduciary to erisa qualified plans. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as fiduciary services for erisa qualified accounts.

Harrison Fiduciary Group: assets under management

The assets under management (AUM) of Harrison Fiduciary Group LLC is $970.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $970.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $242.6 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Harrison Fiduciary Group LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Barbara Ann Shegog serves?

The only and largest group of clients of Barbara Ann Shegog is pooled investment vehicles with 4 clients and $970.39 million of assets under management. Among the 7 most similar advisory firms, Harrison Fiduciary Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $970.39 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Harrison Fiduciary Group also advises several private funds.

Careers at Harrison Fiduciary Group LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Barbara Ann Shegog has been acting as President since 1 Mar 2011. The Shames Family Invesetment Trust Of 2012 joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mitchell Harrison Shames	Chief compliance officer, managing member	1 Sep 2010	75% - 100%	4340477
Barbara Ann Shegog	Director	1 Mar 2011	Other	2124357
Mitchell Harrison Shames	Trustee	1 Dec 2012	75% - 100%	4340477
The Shames Family Invesetment Trust Of 2012	Member	1 Dec 2017	Other	46-6653358

Based in New York

The principal office where Harrison Fiduciary Group LLC performs its advisory services is located at One Rockefeller Plaza, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-830-5771. The normal business hours are 9:00a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at harrisonfiduciary.com.