Credit Suisse Alternative Capital, Inc. (New York)


Credit Suisse Alternative Capital, Inc. is a large advisory firm based in New York. It manages $16 billion of regulatory assets for 66 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Credit Suisse Alternative Capital provides portfolio management for investment companies and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse Alternative Capital: assets under management

The assets under management (AUM) of Credit Suisse Alternative Capital, Inc. is $16 billion. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.31 billion in discretionary accounts and $688.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $246.96 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $172.14 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Credit Suisse Alternative Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Credit Suisse Alternative Capital, Inc.

John Gerard Popp has been acting as President since 1 Mar 2005. Thomas Michael Sipp joined the executive team most recently as the Director, Chairman And President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Csam Americas Holding Corp. 100% shareholder 1 Feb 2003 75% - 100% 51-0327865
Roger Mitchell Machlis Chief legal officer 1 Jun 2004 Other 2947195
George Ronald Hornig Director and chairman 1 Jul 2004 Other 1817508
Timothy Barnes Chief operating officer 1 Jul 2004 Other 4837127
Edward A Poletti Chief financial officer 1 Jan 2005 Other 1532626
John Gerard Popp Director 1 Mar 2005 Other 1497733
James Hayden Vos Director and president 1 Mar 2005 Other 1689839
Emidio Morizio Chief compliance officer 1 Nov 2005 Other 1614446
Ajay Mehra Chief legal officer 1 Nov 2005 Other 4888834
Roger Mitchell Machlis Chief legal officer 1 Nov 2005 Other 2947195
Michael Joseph Bessel Chief compliance officer 1 Mar 2007 Other 2963742
Thomas Michael Sipp Director, chairman and president 1 Oct 2010 Other 2407526

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Credit Suisse Group Sole shareholder 1 Nov 2000 75% - 100% foreign entity
Inc. Credit Suisse First Boston 100% shareholder 1 Nov 2000 75% - 100% 13-2853402
Credit Suisse (Formerly Credit Suisse First Boston) 100% shareholder 1 Nov 2000 75% - 100% foreign entity
Inc. Credit Suisse Holdings (Usa) 100% shareholder 1 Nov 2000 75% - 100% 13-2853402
Credit Suisse 100% shareholder 1 Nov 2000 75% - 100% foreign entity
Credit Suisse Group Ag Sole shareholder 1 Nov 2000 75% - 100% foreign entity
Credit Suisse Ag 100% shareholder 1 Nov 2000 75% - 100% foreign entity

Based in New York

The principal office where Credit Suisse Alternative Capital, Inc. performs its advisory services is located at 11 Madison Avenue, 13 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212)325-2000 or by fax (212) 325-6100. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.