Ned Davis Research, Inc. (Venice)


Ned Davis Research, Inc. is a pension cosultant based in Venice. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Georgia, and 3 other states.

Ned Davis Research provides pension consulting services, publication of newsletters, security ratings or pricing services, market timing services, and issues charts, graphs, etc & crs, model portfolio services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ned Davis Research, Inc. for their services and products based on hourly charges, subscription fees, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Henry Courtauld Fordham serves?

The firm provides services to individuals, insurance companies, charitable organizations, other investment advisers, high net worth individuals, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Christopher Henry Courtauld Fordham is individuals with 5 clients and $0 of assets under management. Among the 8 most similar advisory firms, Ned Davis Research has the highest percentage of individuals out of all clients.

30% of the firm’s clients are foreign persons or businesses.

Ned Davis Research doesn't advise any private funds.

Careers at Ned Davis Research, Inc.

The company employs 89 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 28 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Christopher Henry Courtauld Fordham has been acting as President since 1 Oct 2014. Euromoney Institutional Investor Plc joined the executive team most recently as the Shareholder Common Stock.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edwin Henry Mendel Stockholder 1 Jun 1980 25% - 50% 331856
Loren Edward Flath Managing director, director 1 Jul 1984 Other 2837616
Lance Jay Stonecypher Managing director, director 1 Feb 1986 Other 2837617
Ned Davis Research Group Employee Stock Ownership Plan Trust 1 Jan 1997 25% - 50% 59-2026201
Arthur David Kirshner Managing director, operations 1 Dec 1997 Other 4390998
Edward Vincent Hackett Managing dir., cfo, tres. sec., compl. ofc. 1 Sep 1998 Other 2367913
Nathan Edward Davis Pres., ceo, stockholder, dir. 1 Jan 2000 50% - 75% 62406
Robert Clifton Schuster Managing director, custom res., director 1 Jan 2000 Other 1942984
Geoffrey Peter Raymond Managing director, director 1 Jan 2001 Other 1642689
John Calhoun Griffin Managing director, info systems 1 Jan 2002 Other 4520917
Edward Vincent Hackett Managing dir., cfo, chief compliance officer, tres. sec. 1 Oct 2004 Other 2367913
Loren Edward Flath Managing director, data & special projects, director 1 Oct 2004 Other 2837616
Robert Clifton Schuster Managing director, chief operating officer, director 1 Oct 2004 Other 1942984
Lawrence Seth Winer Managing director, custom research 1 Oct 2004 Other 4888672
Timothy Wheelock Hayes Chief investment strategist 1 Oct 2004 Other 5124342
Joseph Fredrick Kalish Senior macro strategist 1 Oct 2004 Other 5124348
James L Farrell Managing director, research & development 1 Jan 2008 Other 4398766
James Michael Sanders Executive director 1 Mar 2009 Other 1342176
Richard C Wilkie Chief information officer 1 Aug 2010 Other 4119871
Gerard Sammuel Pento Managing director, applications development 1 Feb 2011 Other 4826351
Inc. Euromoney Institutional Investor Holdings Shareholder 1 Jul 2011 75% - 100% 13-3971072
Peter Richard Ensor Director 1 Jul 2011 Other 5963442
Christopher Henry Courtauld Fordham Director 1 Jul 2011 Other 5963440
Eric David Wayne Lankinen Ceo, director 1 Jul 2011 Other 5963439
Marianne Marie Claude Stoppenbrink Chief financial officer 1 Oct 2011 Other 6083111
Kimberly Ann Bushart Chief compliance officer 1 Dec 2011 Other 6011474
David Edward Pierce Chief compliance officer 1 Jul 2014 Other 6374464
Christopher Henry Courtauld Fordham Chairman 1 Oct 2014 Other 5963440
Nathan Edward Davis Executive director 1 Oct 2014 Other 62406
Robert Clifton Schuster Executive director 1 Oct 2014 Other 1942984
Peter Richard Ensor Executive director 1 Oct 2014 Other 5963442
Matthias Paul Chief executive officer 1 Feb 2015 Other 6596933
Matthew Mark Zeller Chief financial officer 1 Feb 2015 Other 4980386
Lawrence Seth Winer Chief operating officer and chief compliance officer 1 May 2016 Other 4888672
Brian Matthew Frohn Chief financial officer 1 May 2016 Other 6741588
Brian Frohn Chief financial officer 1 May 2016 Other 6741588
David E Antin Chief executive officer 1 Mar 2017 Other 6773970

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Daily Mail And General Trust Plc Shareholder 1 Jan 1969 25% - 50% foreign entity
Daily Mail & General Trust Plc Shareholder-common stock 1 Jul 2011 50% - 75% foreign
Euromoney Institutional Investor Plc Shareholder-common stock 1 Jul 2011 50% - 75% foreign
Euromoney Institutional Investor Shareholder-common stock 1 Jul 2011 50% - 75% foreign
Euromoney Institutional Investor Plc Shareholder-common stock 1 Jan 2017 75% - 100% foreign

Based in Venice

The principal office where Ned Davis Research, Inc. performs its advisory services is located at 600 Bird Bay Drive, West, Venice, FL 34285 8020, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 941-412-2300 or by fax 941-412-2303. The normal business hours are 8:30a.m. to 5:00p.m. on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/ned-davis-research-inc..

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