Provenance Wealth Advisors, LLC (Fort Lauderdale)


Provenance Wealth Advisors, LLC is a large advisory firm based in Fort Lauderdale. It manages $421 million of regulatory assets for 89 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida, New York, and Ohio.

Provenance Wealth Advisors provides financial planning services, pension consulting services, and portfolio consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Provenance Wealth Advisors: assets under management

The assets under management (AUM) of Provenance Wealth Advisors, LLC is $421 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Provenance Wealth Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lee Frederick Hediger serves?

The only and largest group of clients of Lee Frederick Hediger is pension and profit sharing plans with 89 clients and $421 million of assets under management. Among the 10 most similar advisory firms, Provenance Wealth Advisors has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $421 million for 89 clients. None of the firm’s clients are foreign persons or businesses.

Provenance Wealth Advisors doesn't advise any private funds.

Careers at Provenance Wealth Advisors, LLC

The company employs 41 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. 17 employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lee Frederick Hediger has been acting as President since 1 Feb 2000. Thomas Joseph Scanlan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lee Frederick Hediger Director 1 Feb 2000 Other 2696174
Llc Paradigm Financial Group Owner 1 Feb 2000 50% - 75% 65-0978201
Llc Zyh Owner 1 Feb 2000 50% - 75% 65-0978270
Todd Anthony Moll Director 1 Dec 2000 Other 2134560
Scott Richard Montgomery Director 1 Jan 2010 Other 1707242
Sean Thomas Deviney Director 1 Oct 2017 Other 4568328
Thomas Joseph Scanlan Chief compliance officer 1 May 2018 Other 3182780

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Eric Paul Zeitlin Managing director 1 Feb 2000 50% - 75% 2334183
Todd Anthony Moll Director 1 Feb 2000 25% - 50% 2134560
Richard Alan Berkowitz Managing member 1 Apr 2001 Other 4433634
Barry Michael Brant Managing member 1 Apr 2001 Other 4658537
Richard Allen Pollack Managing member 1 Mar 2006 Other 4284079

Based in Fort Lauderdale

The principal office where Provenance Wealth Advisors, LLC performs its advisory services is located at 515 East Las Olas Boulevard, Fort Lauderdale, FL 33301, which is also the mailing address of the firm. An additional office of the firm is in Boca Raton, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 954-712-8888 or by fax 954-712-8900. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/provenance-wealth- advisors/.