Regent Street Advisors LLC (Salt Lake City)


Regent Street Advisors LLC is a related adviser based in Salt Lake City. It manages $58.07 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Utah.

Regent Street Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Regent Street Advisors: assets under management

The assets under management (AUM) of Regent Street Advisors LLC is $58.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $58.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $19.36 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Regent Street Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Regent Street Advisors serves?

The only and largest group of clients of Regent Street Advisors is pooled investment vehicles with 3 clients and $58.07 million of assets under management. Among the 5 most similar advisory firms, Regent Street Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $58.07 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Regent Street Advisors also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Regent Street Advisors LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ryan Paul Halliday Managing member 1 Dec 2015 75% - 100% 4033864
Roger Matthew Tullis Manager/ cco 1 Feb 2016 Other 2191556
Llc Hh 2007 Member 1 Mar 2016 25% - 50% 52-9117534
Llc New Stage Ventures Member 1 Mar 2016 25% - 50% 90-0172999
Llc T2 Member 1 Mar 2016 Other 47-2725914
Llc Tidus Member 1 Mar 2016 Other 47-4251276
Llc Mccall Management Member 1 Mar 2016 Other 81-1935851

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Roger Matthew Tullis Member 1 Feb 2003 75% - 100% 2191556
Ryan Paul Halliday Member 1 Nov 2014 50% - 75% 4033864
Emelie Halliday Member 1 Nov 2014 50% - 75% 6422841
Emelie Camille Halliday Member 1 Nov 2014 50% - 75% 6422841
Dustin Chad Thackeray Member 1 Jan 2015 75% - 100% 4878110
Daniel David Sudit Member 1 Jun 2015 50% - 75% 4178576
Veronica Sudit Member 1 Jun 2015 50% - 75% 6563560
Veronica Isaac Sudit Member 1 Jun 2015 50% - 75% 6563560
Megan Nielsen Slatter Member 1 Mar 2016 75% - 100% 6111617
Megan Slatter Owner 1 Mar 2016 75% - 100% 6111617
Joel David Slatter Member 1 Jan 2017 75% - 100% 4737214

Based in Salt Lake City

The principal office where Regent Street Advisors LLC performs its advisory services is located at 136 E. South Temple, Salt Lake City, UT 84111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (385) 322-7400. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at regentstreetadvisors.com.