Capital Investment Counsel Inc (Raleigh)


Capital Investment Counsel Inc is a large advisory firm based in Raleigh. It manages $312.62 million of regulatory assets for 824 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of California, Florida, Georgia, and 6 other states.

Capital Investment Counsel provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Investment Counsel: assets under management

The assets under management (AUM) of Capital Investment Counsel Inc is $312.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $312.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $379.39 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 86% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in investment and business development companies form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Investment Counsel Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pete J. Reimann serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Pete J. Reimann is high net worth individuals with 129 clients and $160.71 million of assets under management. Among the 10 most similar advisory firms, Capital Investment Counsel has the lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $312.62 million for 824 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Capital Investment Counsel doesn't advise any private funds.

Careers at Capital Investment Counsel Inc

The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There are 20 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Pete J. Reimann has been acting as President since 1 Jul 2012. Brian Michael Mcdowell joined the executive team most recently as the Director Of Research And Trading.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard King Bryant President and treasurer 1 Aug 1984 Other 1069685
Elmer Otis Edgerton President 1 Aug 1984 50% - 75% 1987975
Christian Kent Johnson Ceo 1 May 1990 50% - 75% 1286525
Clark David Johnson President 1 Jan 1993 25% - 50% 1304539
Julie A Hardee Secretary 1 Sep 1997 Other 2756972
Sue Ellen Harrington Secretary 1 Oct 2001 Other 2756969
Stephen John Dreiling Vice president 1 Jan 2003 Other 2543502
Sharon Lee Gaare Cco 1 Sep 2004 Other 4381013
William Boyce Portwood Chief compliance officer 1 Nov 2004 Other 4853700
Cornelius Trawick Mcdonald Managing director 1 Feb 2005 Other 1288377
Keenan Darnell Mcneace Chief operating offier 1 Jun 2007 Other 2486085
Compass Bank Owner 1 Jul 2007 75% - 100% 63-0476287
Cheryl Elaine Simpson Chief compliance officer 1 Jul 2007 Other 1499348
Joseph Byron Cartee Secretary 1 Jul 2007 Other 4620231
Jerry Wayne Powell Director, assistant secretary 1 Jul 2007 Other 1501043
Garrett R Hegel Director 1 Jul 2007 Other 2472369
William Charles Helms Director 1 Jul 2007 Other 4625212
Kirk Paul Pressley Treasurer 1 Jul 2007 Other 4714214
Steve Kirkpatrick Vice president 1 Jul 2007 Other 5371357
Thomas E Bishop Senior vice president 1 Jul 2007 Other 5371359
Richard Kyle Garrison Assistant treasurer 1 Jul 2007 Other 4369176
Ronald Lee King Chief compliance officer 1 Nov 2007 Other 2530489
Peter William Paulsen Secretary 1 Jan 2010 Other 5608469
Brian Richard Herrick Assistant secretary 1 Jan 2010 Other 5742397
Mario Andres Ramos Director/assistant secretary 1 Mar 2010 Other 5742399
John Emery Sawyer Director 1 Mar 2010 Other 2398228
Mario Andres Ramos Director/secretary 1 Jun 2010 Other 5742399
Pete J. Reimann Treasurer 1 Aug 2010 Other 5836742
Stephen John Dreiling President 1 Jan 2011 Other 2543502
Pete J. Reimann Director/treasurer 1 Jul 2012 Other 5836742
Christian Kent Johnson Director 1 Jul 2012 Other 1286525
Stephen John Dreiling Director/ceo 1 Jul 2012 Other 2543502
Clark David Johnson Director 1 Jul 2012 Other 1304539
Jason T Rosener President 1 Jul 2012 Other 3214810
Brian Michael Mcdowell Director of research and trading 1 Jul 2012 Other 4008135
Ltd. R. Bryant Family Partners Owner 1 Oct 2012 75% - 100% 56-2006264
Charles Gordon Watts Director 1 Nov 2013 Other 1029259
Keenan Darnell Mcneace Chief operating officer & chief compliance officer 1 Jun 2014 Other 2486085
Kurt Alan Dressler Vice president 1 Jan 2015 Other 2381036
William Harold Eddins Vice president 1 Jan 2015 Other 1724993
Giampaolo Cosigliere Director 1 Jan 2015 Other 6445647
Maria M. Holmes Ceo 1 Jan 2015 Other 1336607
Brian Michael Mcdowell Director of research and trading 1 Mar 2015 Other 4008135
Maria M. Holmes Ceo & president 1 Mar 2015 Other 1336607
Mario Andres Ramos Secretary 1 Mar 2015 Other 5742399

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Compass Bancshares Compass bank is a wholly-owned subsidiary of compass bancshares, inc. 1 Jan 1973 75% - 100% 63-0593897
R.B.S.B. Family Trust Owner in r. bryant family partners, ltd. 1 Dec 1996 75% - 100% 56-1750124
Richard King Bryant General partner of r. bryant family partners, ltd. 1 Dec 1996 Other 1069685
Harry Miller Bryant Trustee of r.b.s.b. family trust 1 Dec 1996 Other 1478515
Ruby B. Bryant Trustee of r.b.s.b. family trust 1 Dec 1996 Other 6039166
S.A. Banco Bilbao Vizcaya Argentaria Owner of bbva usa bancshares, inc. (tx) 1 Sep 2007 75% - 100% 13-3491492
Inc. (Formerly Blue Transaction Corporation) Compass Bancshares Owner 1 Sep 2007 75% - 100% 20-8948381
Inc. (Tx) (Formerly Compass Bancshares Inc. Formerly Blue Transaction Corporation) Bbva Usa Bancshares Owner of compass bancshares, inc. (de) 1 Oct 2007 75% - 100% 20-8948381
Inc. (De) (Formerly Bbva Usa Bancshares Of Delaware Inc.) Compass Bancshares Owner of compass bank 1 Oct 2007 75% - 100% 52-2070698
Inc. (Tx) (Formerly Compass Bancshares Inc. Formerly Blue Transaction Corporation) Bbva Compass Bancshares Owner of compass bank 1 May 2008 75% - 100% 20-8948381
Inc. (Tx) (Formerly Compass Bancshares Inc. Formerly Blue Transaction Corporation) Bbva Usa Bancshares Owner of compass bancshares, inc. (al) 1 May 2008 75% - 100% 20-8948381
Inc.(Al) Fmrly New Cb Inc.(Al) Sbm Of Compass Bancshares Inc.(De) Fmly Bbva Usa Bancshares Of De. Inc. Compass Bancshares Owner of compass bank 1 May 2008 75% - 100% 52-2070698
Inc.(Al) Fmrly New Cb Inc.(Al) Sbm Of Compass Bancshares Inc.(De) Fka Bbva Usa Bancshares Of De Inc. Bbva Compass Bancshares Owner of compass bank 1 May 2008 75% - 100% 52-2070698
Susanne Sadler Trustee of r.b.s.b family trust 1 Mar 2014 Other 6313854

Based in Raleigh

The principal office where Capital Investment Counsel Inc performs its advisory services is located at 100 E. Six Forks Road, Ste. 200, Raleigh, NC 27609 The mailing address of the firm is P.O. Box 32249, Raleigh, NC 27622. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-831-2370 or by fax 919-832-7928. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at capital-invest.com.