Whitetail Rock Capital Management, LLC (Lincoln)


Whitetail Rock Capital Management, LLC is a large advisory firm based in Lincoln. It manages $1.25 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Nebraska.

Whitetail Rock Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whitetail Rock Capital Management: assets under management

The assets under management (AUM) of Whitetail Rock Capital Management, LLC is $1.25 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 492% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.25 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $156.09 million each.

Investments

The firm invests in other assets the most. They account for 71% of the total AUM. The second-largest asset type is exchange traded securities, which make up 29% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whitetail Rock Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Whitetail Rock Capital Management serves?

The only and largest group of clients of Whitetail Rock Capital Management is pooled investment vehicles with 4 clients and $153.08 million of assets under management. Among the 10 most similar advisory firms, Whitetail Rock Capital Management has the 3rd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $153.08 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Whitetail Rock Capital Management also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Whitetail Rock Capital Management, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc Nelnet Member 1 Feb 2011 75% - 100% 84-0748903
Thomas Greer Mccurley Elected manager / president 1 Feb 2011 Other 4534766
Matthew Jay Brinkman Elected manager / vice president / chief compliance officer 1 Feb 2011 Other 2849126

Based in Lincoln

The principal office where Whitetail Rock Capital Management, LLC performs its advisory services is located at 121 South 13 Th Street, Lincoln, NE 68508 1911, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-458-2243 or by fax 402-458-2294. The normal business hours are 8:00am - 4:30pm on Monday - Friday.