Triad Investment Managment, LLC is a large advisory firm based in Issaquah. It manages $164.08 million of regulatory assets for 804 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Florida, Oregon, Texas, and Washington.
Triad Investment Managment provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Triad Investment Managment, LLC is $164.08 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Triad Investment Managment, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Triad Investment Managment is individuals with 435 clients and $120.18 million of assets under management. Among the 9 most similar advisory firms, Triad Investment Managment has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $164.08 million for 463 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Triad Investment Managment doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Triad Investment Managment, LLC performs its advisory services is located at 195 Ne Gilman Blvd., Issaquah, WA 98027, which is also the mailing address of the firm. An additional office of the firm is in Tacoma, WA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 425-392-2200. The normal business hours are m-th 8.30am-5pm, friday 8.30am -4pm on Monday - Friday. You can find more information about the New York firm at triad-fs.com.