Vega Institutional Advisors LP (New York)


Vega Institutional Advisors LP is a large advisory firm based in New York. It manages $233.21 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005.

Vega Institutional Advisors provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vega Institutional Advisors: assets under management

The assets under management (AUM) of Vega Institutional Advisors LP is $233.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 366% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $233.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.6 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vega Institutional Advisors LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vega Institutional Advisors LP

Werner Graser joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Wiley Mullins Chief executive officer 1 Feb 2005 Other 4744561
Drummond Richard Grinalds Chief operating officer 1 Feb 2005 Other 4984946
Rajiv Sobti President and chief investment officer 1 Feb 2005 Other 1543526
Vega Institutional Advisors Llc General partner 1 Feb 2005 Other 20-2255174
Andrew Eliot Feldman General counsel & chief compliance officer 1 Jun 2005 Other 2434802
Vega Management Lp Limited partner 1 Nov 2005 75% - 100% 20-3747515
Rajiv Sobti Chief executive officer and chief investment officer 1 Jun 2006 Other 1543526
Werner Graser Chief compliance officer 1 Jan 2007 Other 1760581

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jonathan Michael Berg Managing member 1 May 2005 75% - 100% 1498812
Michael Burrough Mann Managing member 1 May 2005 75% - 100% 1611306
Vega Gp Llc Managing member 1 Nov 2005 Other 20-3747474
Chopper Holdings Llc Limited partner 1 Nov 2005 50% - 75% 20-3821076
Michael Burrough Mann Director 1 Nov 2005 Other 1611306
Robert Fleming Slutz Director 1 Nov 2005 Other 1626670
Jonathan Michael Berg Director 1 Nov 2005 Other 1498812
Slackwater Llc Limited partner 1 Feb 2006 50% - 75% 20-4448288

Based in New York

The principal office where Vega Institutional Advisors LP performs its advisory services is located at 623 Fifth Avenue Avenue, 14 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-367-2850 or by fax 646-367-2859. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday.