Pce Investors Limited (London)


Pce Investors Limited is an adviser based in London. It manages $720.52 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2005.

Pce Investors Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pce Investors Limited: assets under management

The assets under management (AUM) of Pce Investors Limited is $720.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 380% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $720.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.04 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pce Investors Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pce Investors Limited

Terrence Patrick Duffy has been acting as President since 1 May 2009. John David Mattimore joined the executive team most recently as the Chief Risk Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher John Day Cheif compliance officer 1 Dec 2001 Other 5078256
Sta Holdings Ltd Corporation 1 Aug 2004 75% - 100% 04936333
Christopher John Day Chief executive officer, chief compliance officer 1 Jan 2008 Other 5078256
Ubequity Capital Partners Inc. Owner 1 Jan 2008 50% - 75% foreign
Paul Edmund Heney Director 1 Sep 2008 Other 5682461
Sw1 Capital Lp Majority holder 1 Apr 2009 75% - 100% mc-23945
Terrence Patrick Duffy Director 1 May 2009 Other 5682458
Simon Luhr Chief executive officer, director 1 Jun 2009 Other 5078256
Neill Ebers Chief compliance officer, director 1 Jun 2009 Other 5078856
Christopher Rodney Sturdee Chief compliance officer 1 Jul 2009 Other 5020112
Michael John Powell Director 1 Feb 2010 Other 5807508
Stephen Carl Penney Chief financial officer 1 Mar 2010 Other 5807511
John David Mattimore Chief risk officer 1 Jul 2010 Other 5938935

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bill Calsbeck Owner 1 Apr 1983 75% - 100% 5540252
Bill Calsbeck Owner 1 Feb 2000 75% - 100% 5540252
Martin Jeffrey Doane Owner 1 Jan 2002 75% - 100% 5540254
Sonny David Williams Schneider M.d 1 Aug 2004 50% - 75% 5065257
Martin Jeffrey Doane Owner 1 Oct 2006 75% - 100% 5540254
Bgc Consultants Limited Shareholder 1 Jan 2008 25% - 50% foreign
Snaptwice Ventures Corp. Shareholder 1 Jan 2008 25% - 50% foreign
Bgc Consultants Inc Shareholder 1 Jan 2008 25% - 50% foreign
Sw1 Capital G.P. Limited Owner 1 Feb 2008 75% - 100% foreign
Simon Luhr Shareholder 1 Feb 2008 50% - 75% 5078256
Terrence Patrick Duffy Shareholder 1 Dec 2008 50% - 75% 5682458
Terrence Patrick Duffy Trustee 1 Aug 2009 75% - 100% 5682458
Blackbriar Holdings Inc Shareholder 1 Aug 2009 75% - 100% foreign
Sw19 Holdings Limited Shareholder 1 Oct 2009 50% - 75% foreign

Based in London

The principal office where Pce Investors Limited performs its advisory services is located at 5 11 Regent Street, London, Sw1 Y 4 Lr, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44(0)2074519600 or by fax +44(0)2078393955. The normal business hours are 9-6 on Monday - Friday. You can find more information about the New York firm at www.pceinvestors.com.