First American Capital Managment, Inc. (Newport Beach)

First American Capital Managment, Inc. is a large advisory firm based in Newport Beach. It manages $1.8 billion of regulatory assets for 403 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

First American Capital Managment provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First American Capital Managment: assets under management

The assets under management (AUM) of First American Capital Managment, Inc. is $1.8 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.42 billion in discretionary accounts and $382.61 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.4 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.73 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First American Capital Managment, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First American Capital Managment, Inc.

Roddy Richard Ennico has been acting as President since 1 Nov 2000. Robert Stephen Venable joined the executive team most recently as the Executive Vp Corporate Sec./Trea.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark R Arnesen	Board member	1 Dec 1995	Other	4367194
Thomas Andrew Klemens	Board member	1 Jul 2000	Other	1090220
Debasish Banerjee	Compliance	1 Jul 2000	Other	1555979
Mark Arthur Hoppe	President	1 Oct 2000	Other	1017793
Roddy Richard Ennico	Chairman	1 Nov 2000	Other	1499209
Robert Stephen Venable	Executive vp corporate sec./trea	1 Nov 2000	Other	3061045
Donald Parker Kennedy	Board member	1 Nov 2000	Other	4367179

Based in Newport Beach

The principal office where First American Capital Managment, Inc. performs its advisory services is located at 567 San Nicolas Drive, Suite 101, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.