A & J Advisory Services, LLC (New York)


A & J Advisory Services, LLC is a large advisory firm based in New York. It manages $94 million of regulatory assets for 243 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, Arkansas, California, and 26 other states.

A & J Advisory Services provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A & J Advisory Services: assets under management

The assets under management (AUM) of A & J Advisory Services, LLC is $94 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40 million in discretionary accounts and $54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $540.54 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $319.53 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A & J Advisory Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
James Beymer Lebenthal Member 1 Sep 2007 25% - 50% 1853491

Based in New York

The principal office where A & J Advisory Services, LLC performs its advisory services is located at 521 Fifth Avenue, New York, NY 10175, which is also the mailing address of the firm. An additional office of the firm is in Newburgh, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-682-0531 or by fax 212-661-0963. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.alexandraandjames.com.