Henderson Investment Management Limited (London)


Henderson Investment Management Limited is a large advisory firm based in London. It manages $11.56 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Illinois.

Henderson Investment Management Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and model portfolios. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson Investment Management Limited: assets under management

The assets under management (AUM) of Henderson Investment Management Limited is $11.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 3480% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henderson Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Henderson Investment Management Limited

Richard Patrick Mcnamara has been acting as President since 1 Feb 2013. Rhiannon Willow Chaudhuri joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Henderson Global Investors (Holdings) Plc Shareholder 1 Dec 1992 75% - 100% foreign entity
George Ian Buckley Director and global cio 1 Apr 1998 Other 4363112
Iain Campbell Clark Director of international specialist 1 Apr 1998 Other 2583871
Nicholas Toby Hiscock Director and chief operating officer 1 Jul 1998 Other 4379698
Michael Gerrard Clare Director and cio retail 1 Aug 1998 Other 4379772
Rupert A Carnegie Director of research and strategy 1 Oct 1998 Other 4363113
Robert Ross Maclean Compliance officer 1 Jul 1999 Other 4379844
Roger Phillip Yates Chief executive officer 1 Oct 1999 Other 4379840
John Martin Nestor Director, institutional marketing 1 Mar 2001 Other 4391240
James Nicholas Barnard Darkins Director of global property 1 Jun 2001 Other 4463757
Anne Rein Director 1 Mar 2002 Other 4649571
Shirley Garrood Director 1 Sep 2002 Other 4649572
Anthony Michael Dolphin Director of global economics and strategy 1 Jan 2003 Other 4649611
Andrew Joseph Formica Director 1 Sep 2004 Other 3008151
David Jacobs Chief investment officer - fixed income 1 Feb 2005 Other 4940721
David Jacob Chief investment officer - fixed income 1 Feb 2005 Other 4940721
Iain James Mather Chief compliance officer 1 Dec 2005 Other 5072972
Brian David Rowe Chief compliance officer 1 Feb 2006 Other 4742082
Andrew James Formica Ceo 1 Aug 2008 Other 5643802
David Jacob Chief investment officer - listed assets 1 Nov 2008 Other 4940721
Andrew Joseph Formica Chief executive officer 1 Nov 2008 Other 3008151
Andrew James Vasenden Chief compliance officer 1 Nov 2008 Other 5613820
Andrew James Formica Chief executive officer 1 Nov 2008 Other 5643802
James Nicholas Barnard Darkins Managing director, global property 1 Mar 2011 Other 4463757
Andrew John Boorman Managing director, human resources 1 Aug 2011 Other 5919317
Richard Patrick Mcnamara Director 1 Feb 2013 Other 4489453
Yinka Osindero Chief compliance officer 1 May 2013 Other 4377154
Christopher Benjamin Chaloner Director 1 Apr 2014 Other 6408722
James Gerard O'brien Director 1 Mar 2015 Other 4507305
David Burrowes Director 1 Oct 2015 Other 6631465
Charles Edward Jones Chief compliance officer 1 Jun 2017 Other 6823197
Albert Giral Mayol Chief compliance officer 1 Aug 2017 Other 6864174
Rhiannon Willow Chaudhuri Director 1 Sep 2017 Other 6864158

Indirect Owners

The SEC currently registers 18 indirect owners.

Name Entity Date acquired Ownership Employer ID
Amp Invest Plc Shareholder 1 Mar 1998 75% - 100% foreign entity
Pearl Assurance Plc Shareholder 1 Mar 1998 75% - 100% foreign entity
Pearl Assurance Group Holdings Limited Shareholder 1 Mar 1998 75% - 100% foreign entity
Pearl Group Limited Shareholder 1 Mar 1998 75% - 100% foreign entity
Amp (Uk) Plc Shareholder 1 Mar 1998 75% - 100% foreign entity
Amp Financial Services Holdings Limited Shareholder 1 Mar 1998 75% - 100% foreign entity
Amp Holdings Limited Shareholder 1 Mar 1998 75% - 100% foreign entity
Amp Group Holdings Limited Shareholder 1 Mar 1998 75% - 100% foreign entity
Amp Limited Shareholder 1 Mar 1998 75% - 100% foreign entity
Hhg Invest Plc Shareholder 1 Mar 1998 75% - 100% foreign entity
Hhg Plc Shareholder 1 Dec 2003 75% - 100% foreign entity
Henderson Group Plc Shareholder 1 Dec 2003 75% - 100% foreign entity
Henderson Group Plc Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Global Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Holdings Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Janus Henderson Group Plc Shareholder 1 Sep 2009 75% - 100% foreign entity
Hgi Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Hgi Group Limited Shareholder 1 Jul 2010 75% - 100% foreign entity

Based in London

The principal office where Henderson Investment Management Limited performs its advisory services is located at 201 Bishopsgate, London, Ec2 M 3 Ae, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44-207-818-1818 or by fax 44-207-818-1819. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at henderson.com.

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