Advantage Advisers Private Equity Management LLC (New York)


Advantage Advisers Private Equity Management LLC is a related adviser based in New York. It manages $3.1 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2003.

Advantage Advisers Private Equity Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Advantage Advisers Private Equity Management: assets under management

The assets under management (AUM) of Advantage Advisers Private Equity Management LLC is $3.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.55 million each.
Advantage Advisers Private Equity Management has custody of $3.1 million in cash and securities for 2 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Advantage Advisers Private Equity Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Advantage Advisers Private Equity Management LLC

John A Blau has been acting as President since 1 Jul 2013. Douglas Thornley Siegel joined the executive team most recently as the Global Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Elaine Kells Roberts Cfo 1 Oct 1983 Other 1367879
Albert Grinsfelder Lowenthal Ceo 1 Oct 1985 Other 313519
Dennis Patrick Mcnamara Secretary 1 Jan 2003 Other 2938486
Oppenheimer Asset Management Inc. Managing member 1 Jun 2003 75% - 100% 105559
Bryan Edward Mckigney Coo 1 Jun 2003 Other 4293175
Deborah Kaback Chief legal officer 1 Jun 2003 Other 1854501
Allen Bernard Holeman Chief compliance officer 1 Aug 2003 Other 1060910
Marshall Dornfeld President 1 Dec 2003 Other 2167848
Patrick John Kane Managing director 1 Sep 2004 Other 2065327
Bryan Edward Mckigney Coo, president 1 Sep 2004 Other 4293175
Stephen Charles Beach Chief compliance officer 1 Feb 2005 Other 867896
Jeffrey Alfano Cfo 1 Jan 2010 Other 5127693
Dennis Patrick Mcnamara President, secretary 1 Mar 2010 Other 2938486
Jeffrey Alfano Cfo 1 Mar 2010 Other 5127693
Bryan Edward Mckigney Svp-coo 1 Mar 2011 Other 4293175
Deborah Kaback Svp-chief legal officer 1 Mar 2011 Other 1854501
Dennis Patrick Mcnamara Svp-secretary 1 Mar 2011 Other 2938486
Jeffrey Alfano Svp-cfo 1 Mar 2011 Other 5127693
Stephen Charles Beach Svp-chief compliance officer 1 Mar 2011 Other 867896
Brian Kahn Williamson Managing director 1 Mar 2011 Other 5080622
Thomas Robert Robinson President 1 Mar 2011 Other 2573055
John A Blau President 1 Jul 2013 Other 2260441
Kevin Thomas Duffy Interim cco 1 Jan 2015 Other 1852595
James Andrew Capezzuto Cco 1 Feb 2015 Other 1845909
Bryan Edward Mckigney President 1 Apr 2015 Other 4293175
Douglas Thornley Siegel Global compliance officer 1 Feb 2016 Other 1143272

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Oppenheimer Holdings Inc. 100% owner 1 Oct 1983 75% - 100% 98-0080034
E.A. Viner International Co. 100% owner 1 Oct 1986 75% - 100% 76-148280

Based in New York

The principal office where Advantage Advisers Private Equity Management LLC performs its advisory services is located at 85 Broad Street, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-667-4225 or by fax 212-667-4975. The normal business hours are 9:00am - 5:00pm on Monday - Friday.