Qis Advisors LLC (Mequon)


Qis Advisors LLC is a large advisory firm based in Mequon. It manages $124.51 million of regulatory assets for 127 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Texas, and Wisconsin.

Qis Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Qis Advisors: assets under management

The assets under management (AUM) of Qis Advisors LLC is $124.51 million. The firm's AUM has grown by 326% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $112.12 million in discretionary accounts and $12.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $896.94 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.2 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qis Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Suzanne M Luis Shareholder 1 Aug 2001 50% - 75% 5321366
Allen J Luis Shareholder 1 Aug 2001 50% - 75% 5321380

Based in Mequon

The principal office where Qis Advisors LLC performs its advisory services is located at 1500 W. Market Street, Mequon, WI 53092, which is also the mailing address of the firm. An additional office of the firm is in Redding, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (262) 240-0117 or by fax (262) 240-0507. The normal business hours are 8:00 am to 5:00 pm cst on Monday - Friday.