Brass Financial, Inc. (Cedar Falls)


Brass Financial, Inc. is a large advisory firm based in Cedar Falls. It manages $273.34 million of regulatory assets for 377 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Iowa.

Brass Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Brass Financial: assets under management

The assets under management (AUM) of Brass Financial, Inc. is $273.34 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $271.75 million in discretionary accounts and $1.59 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $776.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $58.93 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brass Financial, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Cedar Falls

The principal office where Brass Financial, Inc. performs its advisory services is located at 602 Main Street, Cedar Falls, IA 50613, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 319-596-1101. The normal business hours are 8-5 on Monday - Friday.