Toroso Investments, LLC (Massapequa)


Toroso Investments, LLC is a large advisory firm based in Massapequa. It manages $846.49 million of regulatory assets for 280 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, Illinois, and 3 other states.

Toroso Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting services, selection of other advisers, and consulting services to other investment advisers or investment management companies. It prepares financial plans for more than 100 clients. On top of advisory services, the firm also engages as consulting services to other investment firms..

Toroso Investments: assets under management

The assets under management (AUM) of Toroso Investments, LLC is $846.49 million. The firm's AUM has grown by 132531% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $297.69 million in discretionary accounts and $548.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.26 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $12.47 million.

Investments

The firm invests in exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 17% of the firm’s portfolio. Investments in investment and business development companies form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Toroso Investments, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Larry Arthur Medin serves?

The firm provides services to individuals, investment companies, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Larry Arthur Medin is pension and profit sharing plans with 73 clients and $176.98 million of assets under management. Among the 8 most similar advisory firms, Toroso Investments has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $448.02 million for 277 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Toroso Investments doesn't advise any private funds.

Careers at Toroso Investments, LLC

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Toroso Investments, LLC is owned by Bruno Del Ama. Larry Arthur Medin has been acting as President since 1 Apr 2015. Mcca Toroso Llc joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel Howard Carlson Chief financial officer / chief compliance officer / managing member / director 1 Apr 2012 Other 2683536
Michael Jeremy Venuto Chief investment officer / managing member / director 1 Apr 2012 Other 4320632
Bruno Del Ama Director 1 Apr 2012 Other 5516923
Jose Carlos Gonzalez Director 1 Apr 2012 Other 4346462
John Charles Meditz Non-managing member 1 Apr 2012 Other 2577307
Peter Brendan Doyle Non-managing member 1 Apr 2012 Other 2590707
Larry Arthur Medin Director 1 Apr 2012 Other 330954
Jose C Gonzalez Director / owner 1 Apr 2012 Other 4346462
John Meditz Owner 1 Apr 2012 Other 2577307
Oscar Jose Junquera Director 1 Jul 2012 Other 1217827
Global X Management Company Llc Non-managing member 1 Nov 2012 25% - 50% 146932
Juan Carlos Avila Managing director / partner 1 Dec 2012 Other 2058210
Olga Camargo Managing director / partner 1 Dec 2012 Other 4893843
Larry Arthur Medin Chairman 1 Apr 2015 Other 330954
Guillermo Trias Ceo 1 Oct 2015 Other 6370254
Gt Capital Owner 1 Nov 2015 Other 27-5306864
Mcca Toroso Llc Owner 1 Dec 2015 Other 47-5614377
Bruno Del Ama Owner 1 Feb 2018 Other 5516923

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bruno Del Ama Chief executive officer 1 Apr 2008 50% - 75% 5516923
Jose Carlos Gonzalez Chairman 1 Apr 2008 25% - 50% 4346462
Guillermo Trias Chief executive officer, managing member, director 1 Mar 2011 75% - 100% 6370254
Martin Claure Director 1 Dec 2015 75% - 100% 6631848

Based in Massapequa

The principal office where Toroso Investments, LLC performs its advisory services is located at 898 N. Broadway, Massapequa, NY 11758, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 844-986-7676 or by fax 844-986-7676. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at torosoinv.com.