Arrivato Asset Management, LLC (New York)


Arrivato Asset Management, LLC is a large advisory firm based in New York. It manages $192.32 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Kansas and New York.

Arrivato Asset Management provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arrivato Asset Management: assets under management

The assets under management (AUM) of Arrivato Asset Management, LLC is $192.32 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $192.22 million in discretionary accounts and $100 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $192.22 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $100 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arrivato Asset Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arrivato Asset Management, LLC

Robert Alan Campbell has been acting as President since 1 Jun 2015. Thaddeus Marion Leszczynski joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc American Independence Financial Services Member 1 May 2015 75% - 100% 133232
James Mccluskey Treasurer 1 May 2015 Other xxx-xx-xxxx
Eric Matthew Rubin Secretary 1 May 2015 Other 2621663
James Joseph Mccluskey Treasurer 1 May 2015 Other xxx-xx-xxxx
Llc Riskx Investments Member 1 May 2015 75% - 100% 133232
Thaddeus Marion Leszczynski Chief compliance officer 1 Jun 2015 Other 1894185
Robert Alan Campbell President 1 Jun 2015 Other 842890
John Joseph Pileggi Managing memeber 1 Jun 2015 Other 2504867

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Eric Matthew Rubin Member 1 Mar 2009 Other 2621663
John Joseph Pileggi Member,secretary and treasurer 1 Mar 2009 25% - 50% 2504867
Llc Aifs Acquisition Member 1 Jul 2010 25% - 50% 26-4496191

Based in New York

The principal office where Arrivato Asset Management, LLC performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105, which is also the mailing address of the firm. An additional office of the firm is in Wichita, KS. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-488-1331. The normal business hours are 9:00 - 5:00 new york time on Monday - Friday. You can find more information about the New York firm at arrivatoasset.com.