Clearbrook Investment Consulting LLC (New York)


Clearbrook Investment Consulting LLC is a large advisory firm based in New York. It manages $545.36 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Massachusetts, New York, and Texas.

Clearbrook Investment Consulting provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clearbrook Investment Consulting: assets under management

The assets under management (AUM) of Clearbrook Investment Consulting LLC is $545.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2076% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $545.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.35 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 45% of the total AUM. The second-largest asset type is investment and business development companies, which make up 27% of the firm’s portfolio. Investments in other assets form 27% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clearbrook Investment Consulting LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Elliott Wakefield Wislar serves?

The only and largest group of clients of Elliott Wakefield Wislar is state or municipal government entities with 1 clients and $207.22 million of assets under management. Among the 12 most similar advisory firms, Clearbrook Investment Consulting has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $207.22 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Clearbrook Investment Consulting doesn't advise any private funds.

Careers at Clearbrook Investment Consulting LLC

The company employs 18 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Elliott Wakefield Wislar has been acting as President since 1 Jun 2008. Timothy Chan Ng joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bruce Lincoln Graham Managing director - chief compliance officer 1 Oct 1985 Other 1572065
Thomas Dean Armstrong Managing director 1 Aug 1988 Other 7383
Mark Alden Baker Managing director 1 Apr 2005 Other 1853276
Peter Degolier Grant Managing director 1 Aug 2006 Other 4599216
Elliott Wakefield Wislar President 1 Jun 2008 Other 1492343
Llc Clearbrook Financial Member 1 Aug 2008 75% - 100% 73-1719518
Llc Clearbrook Global Advisors Member 1 Oct 2010 75% - 100% 73-1719518
Clearbrook Llc Member 1 Oct 2010 75% - 100% 73-1719518
Cynthia Lauren Mullock Chief compliance officer 1 Oct 2010 Other 5785734
Walter Alan Gilmore Chief compliance officer 1 Mar 2011 Other 1996728
Timothy Chan Ng Managing director 1 Nov 2018 Other 1009388

Indirect Owners

The SEC currently registers 19 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Clearbrook Capital Managing member 1 Oct 2004 75% - 100% 20-0844202
John Logan Morris Member 1 Oct 2004 25% - 50% 1061207
Bruce Charles Godfrey Member 1 Oct 2004 25% - 50% 1274883
Elliott Wakefield Wislar Elected manager 1 Oct 2004 Other 1492343
Timothy John Stoklosa Elected manager 1 Oct 2006 Other 4897959
John Patrick Galvin Elected manager 1 Mar 2008 Other 5085831
Michael J Desola Elected manager 1 Dec 2008 Other 5665714
Robert J. Mooney Elected manager 1 May 2009 Other 4085030
Elliott Wakefield Wislar Elected manager 1 Oct 2010 Other 1492343
Four Families Funding Llc Member 1 Oct 2010 50% - 75% 61-1605483
James Deforrest Bishop Elected manager 1 Oct 2010 Other 5871231
Jeffrey Hamilton Salzman Elected manager 1 Apr 2011 Other 827668
Elliott Wakefield Wislar Elected manager 1 Apr 2011 Other 1492343
Richard Spencer Frary Elected manager 1 Apr 2011 Other 706378
Robert Louis Mazzeo Elected manager 1 Apr 2011 Other 2460221
John B Wislar Elected manager 1 Jun 2011 Other 1850440
Timothy Chan Ng Elected manager 1 Aug 2011 Other 1009388
Robert Louis Mazzeo Elected manager 1 Aug 2011 Other 2460221
Clearbrook Holdings Llc Member 1 Oct 2017 50% - 75% 82-2741944

Based in New York

The principal office where Clearbrook Investment Consulting LLC performs its advisory services is located at 40 East 52 Nd Street, 15 Th Floor, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-355-0990 or by fax 203-355-0997. The normal business hours are 9:00a - 5:00p on Monday - Friday. You can find more information about the New York firm at clearbrookglobal.com.