Nn Investment Partners North America LLC (New York)

Nn Investment Partners North America LLC is a large advisory firm based in New York. It manages $4.77 billion of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Nn Investment Partners North America provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management and trade execution services to affiliates. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nn Investment Partners North America: assets under management

The assets under management (AUM) of Nn Investment Partners North America LLC is $4.77 billion. The firm's AUM has gone down by -52% since the beginning of its operation, and $4.77 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $4.74 billion in discretionary accounts and $31.34 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $197.46 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $31.34 million.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 35% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 35% of the firm’s portfolio. Investments in sovereign bonds form 20% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nn Investment Partners North America LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nn Investment Partners North America serves?

The only and largest group of clients of Nn Investment Partners North America is pooled investment vehicles with 20 clients and $3.98 billion of assets under management. Among the 11 most similar advisory firms, Nn Investment Partners North America has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.98 billion for 20 clients. 100% of the firm’s clients are foreign persons or businesses.

Nn Investment Partners North America doesn't advise any private funds.

Careers at Nn Investment Partners North America LLC

The company employs 14 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Johannes Willem Hendrik Stoter has served as the Chief Investment Officer since 1 Jul 2013 and Constant E.M. Beckers is the Chief Executive Officer of Nn Investment Partners North America LLC family office. Bruno Van Rooijen joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nn Investment Partners Holdings N.V.	Sole member	1 Jun 2011	75% - 100%	foreign entity
Timothy Redmond Dowling	Global head of credit investment strategies	1 Jan 2012	Other	1350672
Dudley George Keiller	Chief financial officer and treasurer	1 Jan 2012	Other	6110008
Twan Philipsen	Senior vice president	1 Jan 2012	Other	5063274
Eric Martin Yves Conrads	Senior investment manager of emerging markets equity	1 May 2012	Other	6110012
Herman Zoetmulder	Chief risk officer	1 Jun 2012	Other	6110013
Hieu Giang	Chief compliance officer	1 Oct 2012	Other	5921142
Martinus Jan Vansteeg	Acting business manager	1 Feb 2013	Other	6174836
Victor Manuel Rodriguez	Lead portfolio manager corporate emerging markets debt team	1 Feb 2013	Other	1766550
Johannes Willem Hendrik Stoter	Chief investment officer	1 Jul 2013	Other	6230853
Constant E.M. Beckers	Chief executive officer	1 Jul 2013	Other	6230864
Erik Reinout Van Der Niet	Chief financial officer and treasurer	1 Jan 2016	Other	6632255
Nn Investment Partners International Holdings B.V.	Sole member	1 Jun 2016	75% - 100%	foreign entity
Marina Semenenko	Senior vice president	1 Mar 2017	Other	4819505
Satish Bapat	Chief executive officer	1 Apr 2017	Other	5852953
Valentijn Van Nieuwenhuijzen	Chief investment officer	1 Aug 2017	Other	6855781
Herman Zoetmulder	Chief financial & risk officer	1 Dec 2018	Other	6110013
Bruno Van Rooijen	Chief compliance officer	1 Jul 2019	Other	7149312

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nn Insurance Eurasia N.V.	Shareholder	1 Dec 2011	75% - 100%	foreign entity
Nn Group N.V.	Shareholder	1 Dec 2011	75% - 100%	00-0000000
Ing Groep N.V.	Shareholder	1 Mar 2014	25% - 50%	foreign entity
Nn Investment Partners Holdings N.V.	Shareholder	1 Jun 2016	75% - 100%	foreign entity

Based in New York

The principal office where Nn Investment Partners North America LLC performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-338-4500. The normal business hours are 9:00am-5:00pm on Monday - Friday.