Cara Portfolio Management Limited (Nassau)

Name: Cara Portfolio Management Limited
Address: Suite 205 A Saffrey Square, Nassau
Telephone: 242-322-5444

Cara Portfolio Management Limited is an adviser based in Nassau. It manages $700 thousand of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2015.

Cara Portfolio Management Limited provides portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cara Portfolio Management Limited: assets under management

The assets under management (AUM) of Cara Portfolio Management Limited is $700 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and $30 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $700 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $87.5 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cara Portfolio Management Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients William John Cara serves?

The only and largest group of clients of William John Cara is individuals with 8 clients and $700 thousand of assets under management. Among the 2 most similar advisory firms, Cara Portfolio Management Limited has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $700 thousand for 8 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 12% of the firm’s clients are foreign persons or businesses.

Cara Portfolio Management Limited doesn't advise any private funds.

Careers at Cara Portfolio Management Limited

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William John Cara	President	1 Feb 2007	75% - 100%	5605872

Based in Nassau

The principal office where Cara Portfolio Management Limited performs its advisory services is located at Suite 205 A Saffrey Square, Nassau, The mailing address of the firm is 25 Earlington Ave, Toronto, M8 X3 A3. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 242-322-5444 or by fax 242-325-8845. The normal business hours are 8:00 - 5:00 on Other. You can find more information about the New York firm at billcara.com.