Xcu Capital Corporation, Inc. (Carlsbad)

Name: Xcu Capital Corporation, Inc.
Address: 5962 La Place Court, Carlsbad, CA, 92008
Telephone: 760-929-2160

Xcu Capital Corporation, Inc. is a large advisory firm based in Carlsbad. It has been registered with the SEC as an adviser since 2001.

Xcu Capital Corporation provides financial planning services and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Xcu Capital Corporation, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Xcu Capital Corporation, Inc.

Roni Michele Crichton has been acting as President since 1 Sep 1994. Daniel Francis Kiernan joined the executive team most recently as the Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Xcu Corporation	Owner	1 Apr 1987	75% - 100%	94-4105353
Romeo A Doty	Director	1 Apr 1987	Other	1844631
Michael A Mishkin	Director	1 Apr 1990	Other	2066854
Mark Allen	President/ceo secretary	1 Jul 1991	Other	731800
Lois E Mcfarland	Director	1 Sep 1991	Other	1844632
Roni Michele Crichton	Director	1 Sep 1994	Other	2604856
Dennis Stanley Ruffner	Director	1 Jul 1995	Other	4200548
Eli Lilly Federal Credit Union	Owner	1 Apr 1997	Other	35-6022541
Oakley William Cheney	Vice - chairman	1 Oct 1998	Other	3238717
Wayne Lawrence Johnson	Chairman	1 Feb 1999	Other	4241000
Northeast Credit Union	Owner	1 Apr 1999	Other	02-0222930
Jerome William Antoff	Finop	1 Jan 2000	Other	1472636
Gene Howard Johnson	Director	1 May 2000	Other	4241460
Jennifer Johnson Roller	Compliance officer	1 Nov 2000	Other	719903
Michigan Educational Credit Union	Owner	1 Jul 2001	Other	38-1305916
Holly Nell Wood	Compliance officer	1 Nov 2001	Other	1466389
Inc. Xcu Corporation	Owner	1 Jan 2002	25% - 50%	94-4105353
Premier America Cu	Owner	1 Jan 2002	Other	95-3442691
Mountain America Cu	Owner	1 Jan 2002	Other	87-0425214
Safe Credit Union	Owner	1 Jan 2002	Other	94-1179501
Trw Systems Federal Credit Union	Owner	1 Jan 2002	Other	34-6541032
Schools Financial Credit Union	Owner	1 Jan 2002	Other	94-1189841
Travis Credit Union	Owner	1 Jan 2002	Other	94-1242831
Golden 1 Credit Union	Owner	1 Jan 2002	Other	94-0362025
Wescorp	Owner	1 Jan 2002	Other	95-4576487
Western Federal Credit Union	Owner	1 Jan 2002	Other	34-6541032
State Employees Cu	Owner	1 Feb 2002	Other	56-0475645
Oakley William Iii Cheney	Chairman	1 Mar 2002	Other	3238717
Wayne Lawrence Johnson	Vice - chairman	1 Mar 2002	Other	4241000
Maureen Ann Ward	Operations / options principal	1 Mar 2002	Other	819777
Justice Federal Credit Union	Owner	1 Apr 2002	Other	53-0197022
Nichole Celeste Josephson	Finop	1 Nov 2002	Other	4416894
Hawaii Community Credit Union	Owner	1 Nov 2002	Other	99-0073417
Fred Nichols	Director	1 Apr 2003	Other	xxx-xx-xxxx
John Bommarito	Director	1 Apr 2003	Other	xxx-xx-xxxx
Scott Steven Jenner	Director	1 Apr 2003	Other	xxx-xx-xxxx
John Michael Merlo	Director	1 Apr 2003	Other	xxx-xx-xxxx
Barry Norman Nelson	Director	1 Apr 2003	Other	xxx-xx-xxxx
Henry Wirz	Director	1 Apr 2003	Other	xxx-xx-xxxx
Use Credit Union	Owner	1 Jun 2003	Other	95-1209332
First Entertainment Credit Union	Owner	1 Mar 2004	Other	95-2513485
Macomb Schools/Goverment Credit Union	Owner	1 Mar 2004	Other	38-1629793
Southland Credit Union	Owner	1 Jun 2004	Other	95-1585409
Jerome William Antoff	Finop	1 Jul 2004	Other	1472636
Chris Raymond Harris	Finop	1 Jul 2004	Other	237770
Barry John Odonnell	Compliance officer	1 Aug 2004	Other	1327999
Natalie Zoe Carr	Chief compliance officer	1 Aug 2004	Other	1629688
Daniel Francis Kiernan	Finop	1 May 2005	Other	1874759

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Xerox Federal Credit Union	Parent	1 Apr 1987	75% - 100%	95-6100078
Xerox Federal Credit Union	Parent	1 Jan 2002	25% - 50%	95-6100078

Based in Carlsbad

The principal office where Xcu Capital Corporation, Inc. performs its advisory services is located at 5962 La Place Court, Carlsbad, CA 92008, which is also the mailing address of the firm. An additional office of the firm is in Parsippany, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 760-929-2160 or by fax 760-929-9267. The normal business hours are 06:00 a.m. to 04:00p.m. on Monday - Friday. You can find more information about the New York firm at www.xcucapital.com.