Anmelden Kostenlos registrieren

Salomon Brothers Asset Management, Ltd. (London)


Salomon Brothers Asset Management, Ltd. is a large advisory firm based in London. It manages $401.61 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.

Logo

Salomon Brothers Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Salomon Brothers Asset Management: assets under management

The assets under management (AUM) of Salomon Brothers Asset Management, Ltd. is $401.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $401.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80.32 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Salomon Brothers Asset Management, Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Salomon Brothers Asset Management, Ltd.

Michael Simon Green has been acting as President since 1 Mar 2000. Margaret Adams joined the executive team most recently as the Head Of Operations, European Management Committee Member For The Investment Adviser.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
James Kandunias European management committee member 1 May 1965 Other 4520050
Salomon Brothers Europe Limited (Sbel) 100% s/h of registered adviser 1 Dec 1992 75% - 100% foreign
Citigroup Global Markets Europe Limited 100% s/h of registered adviser 1 Dec 1992 75% - 100% foreign
Salomon Brothers Holding Company Inc. (Sbhc) 100% s/h of sil 1 May 1993 75% - 100% 13-3082695
Salomon International Finance Ag (Sif) 3% s/h of sbel 1 Dec 1994 Other foreign
Salomon Brothers Holding Company Inc. (Sbhc) 100% s/h of sif 1 Dec 1994 75% - 100% 13-3082695
Susan Helena Dean Finance officer 1 Jul 1996 Other 4362305
Salomon Smith Barney Holdings Inc. (Ssbh) 100% s/h of sbhc 1 Nov 1997 75% - 100% 11-2418067
Citigroup Inc. 100% s/h of ssbh 1 Nov 1997 75% - 100% 52-1568099
Salomon International Llc (Sil) 97% s/h of sbel 1 Jul 1999 75% - 100% 13-3240203
Vernon Richard Barback Global head of technology and operations for citigroup asset management limited 1 Aug 1999 Other 4347165
Linda Marget Davies Legal officer 1 Mar 2000 Other 2618049
Michael Simon Green Director 1 Mar 2000 Other 4362306
Jill Anne Paitchel Director 1 Mar 2000 Other 1333917
Philippe Jacques Lespinard Head of european investments 1 Mar 2000 Other 4347161
May Steele European management committee member 1 Aug 2000 Other 4520047
Denis Lionel Chatterton Compliance officer 1 Sep 2000 Other 4347159
Michael Patrick Mcelroy Head of global equity investment, european management committee member 1 Jan 2001 Other 2851856
Martin Tully Head of technology and operations for citigroup asset management limited, europe 1 Feb 2001 Other 4347167
Robert Locke Battel Director & chief executive officer of citigroup asset management, europe 1 Oct 2001 Other 14775
Victor Simeonovitch Filatov European management committee member 1 Oct 2001 Other 1710290
Neil Mcpherson European management committee member 1 Oct 2001 Other 4489455
Richard Patrick Mcnamara Finance officer 1 Nov 2001 Other 4489453
Christopher Parker Head of non-us fixed income, european management committee member 1 Feb 2002 Other 4520046
Patrick Aloysius Mcdonnell European management committee member 1 Jun 2002 Other 2665672
John Martin Nestor Business head of citigroup asset management europe and director & chief executive officer for the investment adviser 1 Nov 2002 Other 4391240
Harvey Lewis Slater Head of operations, european management committe member for the investment adviser 1 Dec 2002 Other 1637337
Ursula Schliessler Director, business manager and european management committe member for the investment adviser 1 Dec 2002 Other 4648520
Paula Denise Marsh Compliance officer, european management committee member 1 Apr 2003 Other 4670748
Margaret Adams Head of operations, european management committee member for the investment adviser 1 Aug 2003 Other 4708015
Charles G Neher Head of technology, european management committee member for the investment adviser 1 Aug 2003 Other 2608439

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Salomon Brothers Holding Company Inc 100% s/h of sil 1 May 1993 75% - 100% 13-3082695
Citigroup Financial Products Inc 100% s/h of cgm 1 May 1993 75% - 100% 13-3082695
Salomon Brothers Holding Company Inc 100% s/h of sif 1 Dec 1994 75% - 100% 13-3082695
Salomon International Finance Ag 3% s/h of sbel 1 Dec 1994 Other foreign
Citigroup Financial Products Inc 100% s/h of cgmif 1 Dec 1994 75% - 100% 13-3082695
Citigroup Inc 100% s/h of ssbh 1 Nov 1997 75% - 100% 52-1568099
Salomon Smith Barney Holdings Inc 100% s/h of sbhc 1 Nov 1997 75% - 100% 11-2418067
Citigroup Global Markets Holdings Inc 100% s/h of cfp 1 Nov 1997 75% - 100% 11-2418067
Salomon International Llc 97% s/h of sbel 1 Jul 1999 75% - 100% 13-3240203
Citigroup Global Markets Llc 97% s/h of cgmel 1 Jul 1999 75% - 100% 13-3240203

Based in London

The principal office where Salomon Brothers Asset Management, Ltd. performs its advisory services is located at Citigroup Centre, Canada Square, London, E14 5 Lb, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 442075002486 or by fax 442075002117. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at www.salomonsmithbarney.com.


Registered investment advisers similar to Salomon Brothers Asset Management, Ltd.