Gottex Fund Management Sarl (Nyon)

Name: Gottex Fund Management Sarl
Address: Chemin De Chantavril 1, Nyon, 1260
Telephone: +41 22 363 68 00

Gottex Fund Management Sarl is an adviser based in Nyon. It has been registered with the SEC as an adviser since 2006.

Gottex Fund Management Sarl provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gottex Fund Management Sarl for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gottex Fund Management Sarl

The company employs 3 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Monica Favre has been acting as President since 1 Nov 2005. Luciana Castro Mesquita joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joachim Gottschalk	Chairman and chief executive officer	1 Sep 2003	Other	4443552
Maximillian Alexander Gottschalk	Senior managing director and head of european operations	1 Sep 2003	Other	4443595
Richard Graham Leibovitch	Senior managing director, senior investment partner	1 Sep 2003	Other	2455747
Peter William Bennett	Senior managing director, senior investment partner	1 Sep 2003	Other	4783467
John Paul Bailey	Senior managing director and senior investment partner	1 Sep 2003	Other	4443558
William Henderson Woolverton	Senior managing director, cco and clo	1 Oct 2005	Other	1494141
Gottex Partners Sarl (Luxembourg)	Owner	1 Nov 2005	75% - 100%	980477381
Tim Roniger	Senior managing director and chief financial officer	1 Nov 2005	Other	5085944
Monica Favre	Director	1 Nov 2005	Other	5085946
Gabriel Bousbib	Managing director, head of corporate strategy	1 Dec 2005	Other	4569485
Wade Christopher Boylan	Chief compliance officer	1 Feb 2007	Other	5315272
Kevin John Maloney	Senior managing director, chief investment officer fund of hedge funds business	1 Jun 2012	Other	6095542
William John Landes	Senior managing director, chief investment officer multi-asset business	1 Jun 2012	Other	5068166
Matthew Emmett Roberts	Chief compliance officer	1 Dec 2013	Other	6174633
Pierre Nmn Udriot	Chief financial officer	1 Nov 2015	Other	6630673
Pierre Udriot	Chief financial officer	1 Nov 2015	Other	6630673
Sonia Bhasin	Chief compliance officer	1 Nov 2016	Other	6249786
Sonia Bhasin Woods	Chief compliance officer	1 Nov 2016	Other	6249786
Luciana Castro Mesquita	Compliance officer	1 Dec 2016	Other	5119589

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Jga Associates	Owner	1 Nov 2005	25% - 50%	ec19748
Gottex Management Sa Sicar	Owner	1 Nov 2005	75% - 100%	foreign entity
Gottex Fund Management Holdings Ltd.	Owner	1 Nov 2005	75% - 100%	foreign entity
Lumx Holdings Ltd.	Owner	1 Nov 2005	75% - 100%	foreign entity

Based in Nyon

The principal office where Gottex Fund Management Sarl performs its advisory services is located at Chemin De Chantavril 1, Nyon, 1260, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +41 22 363 68 00 or by fax +41 22 518 17 10. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at gottex.com/.