Cleland Woolworth Capital Group, LLC (Lake Oswego)

Name: Cleland Woolworth Capital Group, LLC
Address: 5800 Meadows Road, Lake Oswego, OR, 97035 8899
Telephone: 503-968-0950

Cleland Woolworth Capital Group, LLC is a large advisory firm based in Lake Oswego. It manages $94.49 million of regulatory assets for 419 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Oregon, and Washington.

Cleland Woolworth Capital Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cleland Woolworth Capital Group: assets under management

The assets under management (AUM) of Cleland Woolworth Capital Group, LLC is $94.49 million. The firm's AUM has grown by 189% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $89.64 million in discretionary accounts and $4.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $225.24 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $230.94 thousand.

Cleland Woolworth Capital Group has custody of $8.26 million in cash and securities for 39 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cleland Woolworth Capital Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cleland Woolworth Capital Group, LLC

Gary Richard Woolworth has been acting as President since 1 Apr 2000. Eric Ward Hamilton joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary Richard Woolworth	President	1 Apr 2000	25% - 50%	2827052
Thane Alan Cleland	Chief executive officer	1 Sep 2000	50% - 75%	1788286
Llc Cleland Woolworth Capital Group	Owner	1 Sep 2000	75% - 100%	93-1291687
Cleland Woolworth Capital Group Llc	Owner	1 Dec 2000	75% - 100%	93-1291657
Richard Lee Woolworth	Investor	1 Jan 2001	Other	4708666
Richard Lee Woolworth Trust	Member	1 Jan 2001	Other	4708666
James W Daskalos	Investor	1 May 2001	Other	4708672
James William Daskalos	Member	1 May 2001	Other	4708672
Larry D Cleland	Investor	1 Jul 2001	Other	4708675
Larry Dee Cleland	Member	1 Jul 2001	Other	4708675
Cheryl Moore Prinz	Portfolio manager	1 Jan 2006	Other	4477518
Jeffrey David Huffman	Investor	1 Oct 2007	Other	1562509
Eric W Hamilton	Member	1 Dec 2010	Other	5882880
Eric Ward Hamilton	Member	1 Dec 2010	Other	5882880

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gary Richard Woolworth	President/chief compliance officer	1 Dec 2000	25% - 50%	2827052
Thane Alan Cleland	Chief executive officer	1 Dec 2000	50% - 75%	1788286
James William Daskalos	Member	1 Dec 2000	Other	4708672
Larry Dee Cleland	Member	1 Dec 2000	Other	4708675
Richard Lee Woolworth Trust	Member	1 Dec 2000	Other	4708666
Cheryl Moore Prinz	Member	1 Dec 2005	Other	4477518
Eric W Hamilton	Member	1 Jan 2011	Other	5882880
Eric Ward Hamilton	Member	1 Dec 2011	Other	5882880

Based in Lake Oswego

The principal office where Cleland Woolworth Capital Group, LLC performs its advisory services is located at 5800 Meadows Road, Lake Oswego, OR 97035 8899, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503-968-0950 or by fax 503-968-0898. The normal business hours are 6.30am-5.00pm on Monday - Friday. You can find more information about the New York firm at cwcgroup.com.