Kom Capital Management, LLC (New York)

Name: Kom Capital Management, LLC
Address: 666 Fifth Avenue, Suite 3702, New York, NY, 10103
Telephone: (212) 808-7474

Kom Capital Management, LLC is a large advisory firm based in New York. It manages $265.84 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2005.

Kom Capital Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kom Capital Management: assets under management

The assets under management (AUM) of Kom Capital Management, LLC is $265.84 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $265.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kom Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kom Capital Management, LLC

Fred Knoll has been acting as President since 1 Nov 2004. Patrick George Oneill joined the executive team most recently as the Vice President, Chief Compliance Officer, Chief Operating Officer, Secretary, And Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick George Oneill	Secretary and treasurer	1 Nov 2004	25% - 50%	1901979
Fred Knoll	President	1 Nov 2004	50% - 75%	1207234
Patrick George Oneill	Vice president, chief compliance officer, chief operating officer, secretary, and treasurer	1 Sep 2005	25% - 50%	1901979
Lp Knoll Capital Management	Member	1 Sep 2005	50% - 75%	13-3476926

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Fred Knoll	President	1 Sep 2005	75% - 100%	1207234

Based in New York

The principal office where Kom Capital Management, LLC performs its advisory services is located at 666 Fifth Avenue, Suite 3702, New York, NY 10103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 808-7474 or by fax (212) 808-7475. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.knollcapital.com.