Lyonross Capital Management, LLC (New York)


Lyonross Capital Management, LLC is a large advisory firm based in New York. It manages $325.86 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012.

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Lyonross Capital Management provides portfolio management for pooled investment vehicles, selection of other advisers, and portfolio management for seperately managed accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lyonross Capital Management: assets under management

The assets under management (AUM) of Lyonross Capital Management, LLC is $325.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and $325.86 million of the total AUM is attributable to clients outside of the United States.


The firm manages $325.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.17 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 99% of the total AUM. The second-largest asset type is derivatives, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lyonross Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lyonross Capital Management serves?

The only and largest group of clients of Lyonross Capital Management is pooled investment vehicles with 4 clients and $324.89 million of assets under management. Among the 11 most similar advisory firms, Lyonross Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $324.89 million for 4 clients. 82% of the firm’s clients are foreign persons or businesses.

Lyonross Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Lyonross Capital Management, LLC

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Piers Nigel Playfair has served as the Chief Investment Officer since 1 Jan 2007. Timothy Bliss joined the executive team most recently as the Coo And Portfolio Manager/Trader.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Piers Nigel Playfair Chief investment officer 1 Jan 2007 Other 1408277
Waiman Nmn Leung Head trader 1 Jan 2007 Other 2422470
Lcm Capital Holdings Llc Managing member 1 Sep 2007 75% - 100% 20-8684426
Edward Philip Goldman Chief financial officer 1 Jul 2008 Other 5511503
Bruce Cameron Catania Officer 1 Jan 2009 Other 2430069
Julia Ann Bronson Chief compliance officer/chief operating officer 1 May 2011 Other 4343499
Llc Lcm Capital Holdings Managing member 1 Sep 2012 75% - 100% 30-0497848
Llc Lyonross Capital Holdings Managing member 1 Sep 2012 75% - 100% 11-1111111
Taline Festekjian Chief compliance officer 1 Dec 2012 Other 5072019
Timothy Bliss Trader 1 Jan 2014 Other 6311597
Timothy Bliss Coo and portfolio manager/trader 1 Jan 2016 Other 6311597

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lyonross Holdings Llc Managing member 1 Mar 2007 50% - 75% 98-0183475
Lyonross Holdings Llc Managing member 1 Sep 2012 50% - 75% 98-0183475
Inc. Actinver Holdings Member 1 Sep 2012 25% - 50% 13-3887228
Lyonross Holding Llc Managing member 1 Sep 2012 50% - 75% 98-0183475

Based in New York

The principal office where Lyonross Capital Management, LLC performs its advisory services is located at 183 Madison Avenue, New York, NY 10016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-218-3950. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at lyonross.com.