Hamilton Bates Investment Research, Inc. (Newtown Square)

Name: Hamilton Bates Investment Research, Inc.
Address: 4 St. Albans Avenue, Newtown Square, PA, 19073
Telephone: 610-355-1970

Hamilton Bates Investment Research, Inc. is an adviser based in Newtown Square. It manages $33.35 million of regulatory assets for 349 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Connecticut, and 8 other states.

Hamilton Bates Investment Research provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hamilton Bates Investment Research: assets under management

The assets under management (AUM) of Hamilton Bates Investment Research, Inc. is $33.35 million. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.53 million in discretionary accounts and $825.57 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $98.26 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $45.86 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hamilton Bates Investment Research, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hamilton Bates Investment Research, Inc.

Richard Elwood Hamilton has been acting as President since 1 Sep 1998. Alan David Bates joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan David Bates	Secretary	1 Sep 1998	25% - 50%	2137050
Richard Elwood Hamilton	President	1 Sep 1998	25% - 50%	2080587

Based in Newtown Square

The principal office where Hamilton Bates Investment Research, Inc. performs its advisory services is located at 4 St. Albans Avenue, Newtown Square, PA 19073, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-355-1970 or by fax 610-355-1972. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.hamilton-bates.com.