Umj (Singapore) Pte. Ltd. (Singapore)

Umj (Singapore) Pte. Ltd. is a large advisory firm based in Singapore. It manages $57 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2006.

Umj (Singapore) Pte provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Umj (Singapore) Pte: assets under management

The assets under management (AUM) of Umj (Singapore) Pte. Ltd. is $57 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Umj (Singapore) Pte. Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Umj (Singapore) Pte. Ltd.

Edward Francis Brogan has been acting as President since 1 Mar 2005. Sieu Kuan Annie Chu joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. United Managers Japan	Owner	1 Dec 2004	75% - 100%	foreign
Edward Francis Brogan	Director	1 Mar 2005	Other	2794376
John Brian Hafner	Director	1 Mar 2005	Other	3049243
Edward Takcheung Lim	Director	1 Apr 2005	Other	309669
Sieu Kuan Annie Chu	Chief compliance officer	1 Dec 2005	Other	5084635

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Masahiro Koshiba	Shareholder	1 Dec 2004	75% - 100%	2088967
John Brian Hafner	Shareholder	1 Dec 2004	Other	3049243
Edward Francis Brogan	Shareholder	1 Dec 2004	Other	2794376

Based in Singapore

The principal office where Umj (Singapore) Pte. Ltd. performs its advisory services is located at Soho @ Central, # 11 83, Singapore, 059818, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 65 6428 8330 or by fax 65 6428 8329. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday.