Legg Mason Capital Management Inc (Baltimore)


Legg Mason Capital Management Inc is a large advisory firm based in Baltimore. It manages $15.58 billion of regulatory assets for 91 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Delaware, and 16 other states.

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Legg Mason Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legg Mason Capital Management: assets under management

The assets under management (AUM) of Legg Mason Capital Management Inc is $15.58 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 200% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $15.58 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $171.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Legg Mason Capital Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legg Mason Capital Management Inc

Raymond Adams Mason has been acting as President since 1 Aug 2000. Ronald Richard Dewhurst joined the executive team most recently as the Manager.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Philip Edwin Sachs Director 1 Oct 1982 Other 1054275
Inc. Legg Mason Sole shareholder 1 Oct 1982 75% - 100% 52-1200960
James Patrick Daly Senior vice president 1 Oct 1994 Other 728845
Kyle Prechtl Legg President, chief investment officer and director 1 Jun 1997 Other 2157164
Edward Albert Taber Director 1 Jul 1997 Other 1778866
William Herbert Miller Director 1 Jun 2000 Other 1031710
Timothy Charles Scheve Director 1 Jun 2000 Other 1319072
Raymond Adams Mason Director 1 Aug 2000 Other 322297
Charles Einer Knudsen Senior vice president 1 Sep 2002 Other 2663059
Andrew John Bowden Senior vice president and chief operating officer 1 May 2003 Other 2480645
Jennifer Williams Murphy Senior vice president and chief financial officer 1 Jul 2004 Other 1552370
Mary Christine Gay Senior vice president 1 Jul 2004 Other 1884332
Robert George Hagstrom Senior vice president 1 Jul 2004 Other 1175438
Michael Jacques Mauboussin Senior vice president 1 Jul 2004 Other 1743696
Ira Howard Malis Senior vice president 1 Jul 2004 Other 1390364
David Eric Nelson Senior vice president 1 Jul 2004 Other 850498
Peter Lanning Bain Director 1 Jul 2004 Other 4221890
Mark Raymond Fetting Director 1 Jul 2004 Other 733409
Timothy Charles Scheve Director 1 Jul 2004 Other 1319072
Neil Peter Ocallaghan Chief compliance officer 1 Sep 2004 Other 2931062
Kyle Prechtl Legg Chief executive officer, president and director 1 Mar 2006 Other 2157164
William Herbert Miller Chairman, chief investment officer and director 1 Mar 2006 Other 1031710
Richard Matthew Eng Chief operating officer 1 Jun 2006 Other 5069900
Gregory Burns Mcshea Chief compliance officer and deputy general counsel 1 Feb 2007 Other 2870963
Gregory Burns Mcshea General counsel 1 Oct 2007 Other 2870963
Nicholas Carl Milano Chief compliance officer and deputy general counsel 1 Oct 2007 Other 5443233
Jay Robert Leopold Senior vice president 1 Jun 2008 Other 1552079
Samuel Merchant Peters Senior vice president 1 Jun 2008 Other 2302413
Gregg Donald Gorman Chief financial officer 1 Nov 2008 Other 5660632
David Roehner Odenath Director 1 Apr 2009 Other 872856
Jeffrey Allen Nattans Director 1 Apr 2009 Other 2786221
Thomas Paul Lemke Director 1 Apr 2009 Other 2121729
Charles James Daley Director 1 Apr 2009 Other 1808224
Kyle Prechtl Legg Senior advisor and director 1 Jul 2009 Other 2157164
Jennifer Williams Murphy Chief executive officer, president and director 1 Jul 2009 Other 1552370
Neil Peter Ocallaghan General counsel 1 Oct 2009 Other 2931062
Joseph Andrew Sullivan Director 1 Jan 2010 Other 872969
Ronald Richard Dewhurst Manager 1 Apr 2011 Other 1590061

Based in Baltimore

The principal office where Legg Mason Capital Management Inc performs its advisory services is located at 100 International Drive, Baltimore, MD 21202, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 866-410-5500 or by fax 410-454-5372. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.leggmasoncapmgmt.com.