Frontpoint Parnters LLC (Greenwich)

Frontpoint Parnters LLC is a large advisory firm based in Greenwich. It manages $3.6 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Connecticut.

Frontpoint Parnters provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frontpoint Parnters: assets under management

The assets under management (AUM) of Frontpoint Parnters LLC is $3.6 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2300% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.6 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $109.07 million each.

Frontpoint Parnters has custody of $3.6 billion in cash and securities for 33 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frontpoint Parnters LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frontpoint Parnters LLC

Philip Nicholas Duff has been acting as President since 1 Oct 2000. Michael John Kelly has served as the Chief Investment Officer since 1 Dec 2006. L.P. Frontpoint Holdings joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Robert Obrien	Chief financial officer	1 Apr 2000	Other	2135743
Philip Nicholas Duff	Director	1 Oct 2000	Other	1925243
William Gillespie Caffray	Director	1 Oct 2000	Other	845856
Paul Bijan Ghaffari	Director	1 Oct 2000	Other	1727355
James Robert Obrien	Chief financial officer	1 Apr 2001	Other	2135743
Jeffrey William Maillet	Director	1 Nov 2001	Other	1849477
Sarah Elizabeth Street	Director	1 Nov 2001	Other	2740064
Michael Patrick Esposito	Director	1 Nov 2001	Other	1367412
Tam Investment Holdings Inc.	Member - class a and b units	1 Nov 2001	25% - 50%	22-3844211
Daniel Donovan	Director	1 Nov 2001	Other	4484898
Michael C Litt	Managin director- director of marketing	1 Nov 2001	Other	1420449
Cjristopher V Greetham	Director	1 Nov 2001	Other	4484900
Christopher V Greetham	Director	1 Nov 2001	Other	4484900
Daniel Eugene Waters	Managing director-director of marketing	1 Feb 2002	Other	2166312
Arthur Jason Lev	Chief legal officer	1 Jul 2002	Other	2760145
Stuart Henry Bohart	Director	1 Aug 2002	Other	2603191
Timothy J Flannery	Director	1 Aug 2002	Other	4583163
Timothy John Flannery	Director	1 Aug 2002	Other	4583163
Newton G.Z. Glassman	Director	1 Dec 2002	Other	4646100
Julio Garcia	Chief financial officer	1 Apr 2003	Other	3119171
Curtis Macnguyen	Director	1 Sep 2003	Other	2085240
William Harry Feingold	Director	1 Oct 2003	Other	1405639
Jason Anthony Bonadio	Director	1 Dec 2003	Other	4312479
Michael John Kelly	Partner	1 Jan 2004	Other	2554617
Steve Eisman	Director	1 Mar 2004	Other	1397510
Stephen Paul Desjardins	Director	1 Jun 2004	Other	2761054
Giampaolo Gino Guarnieri	Director	1 Aug 2004	Other	2611732
Michele Eng	Chief compliance officer	1 Oct 2004	Other	3224370
Robert Lee Wenzel	Director	1 Dec 2004	Other	2907685
Ajay Bhalla	Director	1 Jan 2005	Other	4812220
Joanne Pace	Chief operating officer	1 Jul 2005	Other	2172202
Joseph Frank Skowron	Director	1 Jan 2006	Other	4780764
Samuel Joab	Director	1 Mar 2006	Other	5119782
Stuart Bohart	Co-head of msim and head of alternative investments	1 Jun 2006	Other	2603191
Tam Investment Holdings Inc.	Member	1 Dec 2006	75% - 100%	22-3844211
Michael John Kelly	Chief investment officer	1 Dec 2006	Other	2554617
Thomas Allen Mckinney	Chief legal officer	1 Dec 2006	Other	5122100
John Patrick Hagarty	Chief operating officer	1 Dec 2006	Other	2478739
Carsten Otto	Chief compliance officer	1 Dec 2006	Other	2688833
James G. Webb	Chief financial officer	1 Dec 2006	Other	5196527
Michele Eng	Chief compliance officer	1 Apr 2007	Other	3224370
Daniel Eugene Waters	Co-chief executive officer	1 Mar 2008	Other	2166312
James William Garrett	Chief financial officer	1 May 2008	Other	3108920
William Jacoby	Chief financial officer	1 Mar 2009	Other	1933231
James Webb	Chief operating officer	1 Aug 2009	Other	5196527
Anthony Baginski	Chief financial officer	1 Apr 2010	Other	4532692
Demetrios Vasilakis	Chief compliance officer	1 Aug 2010	Other	2849377
L.P. Frontpoint Holdings	Partner	1 Mar 2011	75% - 100%	57-1242120
Frontpoint Capital Management Llc	Partner	1 Mar 2011	Other	56-2678316

Indirect Owners

The SEC currently registers 15 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Xl Insurance Ltd.	Sh	1 Nov 1987	75% - 100%	foreign
Xl Insurance (Bermuda) Ltd.	Sh	1 Nov 1987	75% - 100%	foreign
Xl Insurance (Bermuda) Ltd	Sh	1 Nov 1987	75% - 100%	foreign
Exel Holdings Ltd.	Sh	1 Jan 1990	75% - 100%	foreign
Exel Holdings Limited	Sh	1 Jan 1990	75% - 100%	foreign
Morgan Stanley	Sh	1 Nov 1995	75% - 100%	36-3185972
X.L. Investments Ltd.	Sh	1 Oct 1996	75% - 100%	foreign
Xl Investments Ltd	Sh	1 Oct 1996	75% - 100%	foreign
Xl Investment Private Trustee Ltd.	Sh	1 Apr 1997	75% - 100%	foreign
X.L. Investments Private Trustee Ltd.	Sh	1 Apr 1997	75% - 100%	foreign
Xl Capital Ltd.	Sh	1 Mar 1998	75% - 100%	foreign
Xl Capital Ltd	Sh	1 Mar 1998	75% - 100%	foreign
Xl Investments (Barbados) Inc.	Sh	1 Nov 2001	75% - 100%	foreign
Ms Holdings Incorporated	Sh	1 Dec 2006	75% - 100%	13-3862832
Tam Investment Holdings Inc.	Partner	1 Mar 2011	75% - 100%	22-3844211

Based in Greenwich

The principal office where Frontpoint Parnters LLC performs its advisory services is located at Two Greenwich Plaza, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-622-5200 or by fax 203-622-5450. The normal business hours are 8am to 5:30pm on Monday - Friday.