Harris Investor Services LLC (Jersey City)

Name: Harris Investor Services LLC
Address: Harborside Financial Center, Jersey City, NJ, 07311
Telephone: 201-308-3437

Harris Investor Services LLC is a large advisory firm based in Jersey City. It manages $87.26 million of regulatory assets for 357 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Harris Investor Services provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harris Investor Services: assets under management

The assets under management (AUM) of Harris Investor Services LLC is $87.26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $87.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $244.43 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Harris Investor Services LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harris Investor Services LLC

Gilles G Ouellette has been acting as President since 1 Feb 2002. Brenda Truant joined the executive team most recently as the Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony Paul Festa	Director of compliance/cco/crop/srop	1 Aug 1996	Other	878413
Barry Bennett Mione	Managing director/director of investor services	1 Sep 1997	Other	1683147
Michael James Hogan	Executive managing director/clo	1 May 1999	Other	1367915
Maryann Wasik	Managing director/director of product development	1 Jan 2001	Other	4213215
Scott Henry Aschoff	Director of operations	1 Jul 2001	Other	1475106
Bankmont Financial Corp.	Owner	1 Feb 2002	75% - 100%	51-0275712
Gilles G Ouellette	Chairman	1 Feb 2002	Other	4107031
Bruce Stephen Schwenger	President/ceo	1 Feb 2002	Other	2951722
Michael J Smyth	Cfo/fin op	1 Feb 2002	Other	2802717
Rodney Eugene Trautvetter	Executive managing director/coo	1 Feb 2002	Other	1011807
Patrick Brooks Keeley	Executive managing director	1 Feb 2002	Other	4351177
Harris Financial Corp.	Owner	1 Feb 2002	75% - 100%	51-0275712
Brenda Truant	Executive officer	1 Mar 2004	Other	4782403

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of Montreal	Shareholder	1 Feb 2002	75% - 100%	13-4941092

Based in Jersey City

The principal office where Harris Investor Services LLC performs its advisory services is located at Harborside Financial Center, Jersey City, NJ 07311, which is also the mailing address of the firm. An additional office of the firm is in Charlotte, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-308-3437 or by fax 201-435-0666. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.csfbdirect.com.