Institutional Investor Advisers, Inc. (Venice)

Institutional Investor Advisers, Inc. is a mid-sized advisory firm based in Venice. It manages $35.46 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Florida.

Institutional Investor Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Institutional Investor Advisers: assets under management

The assets under management (AUM) of Institutional Investor Advisers, Inc. is $35.46 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Institutional Investor Advisers, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Institutional Investor Advisers, Inc.

Jr. H. Lee Thacker has been acting as President since 1 Apr 2010. Marc Anthony Hanson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Trust Companies Of America	Corporate parent	1 Apr 2010	75% - 100%	65-0596382
Jr. H. Lee Thacker	Director	1 Apr 2010	Other	5797710
Roland "Kelly" Caldwell	President/director	1 Apr 2010	Other	1918257
Marcia L. Devries	Chief compliance officer	1 Apr 2010	Other	5797903
Marc Anthony Hanson	Chief compliance officer	1 Jun 2014	Other	2760681

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Roland G. Caldwell Trust	Shareholder/trustee	1 Nov 1975	25% - 50%	4346027
Roland "Kelly" Caldwell	Controlling shareholder/trustee	1 Jun 1998	25% - 50%	1918257

Based in Venice

The principal office where Institutional Investor Advisers, Inc. performs its advisory services is located at 1400 Center Road, Venice, FL 34292, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 941-493-3600 or by fax 941-496-4660. The normal business hours are 8:00am to 5:00pm on Monday - Friday.