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The Prudential Savings Bank, F.S.B. (Hartford)


The Prudential Savings Bank, F.S.B. is a large advisory firm based in Hartford. It manages $395.67 million of regulatory assets for 543 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Georgia, New York, and Utah.

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The Prudential Savings Bank, F.S.B provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Prudential Savings Bank, F.S.B: assets under management

The assets under management (AUM) of The Prudential Savings Bank, F.S.B. is $395.67 million. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $391.34 million in discretionary accounts and $4.33 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $724.71 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.44 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Prudential Savings Bank, F.S.B. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Prudential Savings Bank, F.S.B.

William J. Marsh has been acting as President since 1 Apr 1998. John Yong Kim joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Michael C. Hardy Director, cfo, sr. vp 1 Jun 1993 Other 4380200
Michael Charles Hardy Director, cfo, sr. vp 1 Jun 1993 Other 4380200
Benet E. Long Director, chief compliance officer, sr.vp 1 Jan 1994 Other 4380202
Benet Edward Long Director, chief compliance officer, sr.vp 1 Jan 1994 Other 4380202
William J. Marsh Director 1 Apr 1998 Other 4380212
Timothy Allen Burdick Sr. vp 1 Aug 1998 Other 1993920
John Frank Green Director, sr. vp 1 Oct 1998 Other 4380216
Torsten Gerwien Director, sr. vp 1 Nov 1998 Other 4380214
The Prudential Insurance Company Of America Owner 1 Dec 1999 75% - 100% 680
Tracy D. Keegan Controller, sr. vp 1 Mar 2000 Other 4380225
Tracy Duncan Keegan Director, controller, sr. vp 1 Mar 2000 Other 4380225
Walton C. Jennette Chief trust officer, sr. vp 1 Jun 2000 Other 4380220
Stanley H. Pollock Chief legal officer, sr. vp 1 Dec 2000 Other 4380179
Stanley Howard Pollock Functions as chief legal officer, sr. vp 1 Dec 2000 Other 4380179
Thomas M Farley Ceo, chairman, president 1 Jan 2001 Other 1495491
Lucille H. Mauge Director, coo, executive vp 1 Jan 2001 Other 4380192
Kingsley I. Oghogho Director & sr. vice president 1 Jan 2001 Other 4513245
Thomas Martin Farley Ceo, chairman, president 1 Jan 2001 Other 1495491
Lucille Hardison Mauge Director, coo, executive vp 1 Jan 2001 Other 4380192
Kingsley Oghene Oghogho Director & sr. vice president 1 Jan 2001 Other 4513245
Richard Barney Vivona Chief trust investment officer, sr. vp 1 Apr 2001 Other 1240619
Inc. Prudential Ibh Holdco Owner 1 Dec 2001 75% - 100% 22-3804354
Richard Lee Maxwell Sr.vp, chief trust officer 1 Jul 2002 Other 2916751
John Yong Kim Director 1 Apr 2004 Other 2010539
Victor Edward Saliterman Director, president & cfo 1 Apr 2004 Other 4483911
Scott Garrett Sleyster Director 1 Apr 2004 Other 3237223
William Vincent Healey Functions as chief legal officer 1 Apr 2004 Other 1551214
Medina Katura Jett Chief compliance officer 1 Apr 2004 Other 4790252
John Reeve Dunn Director 1 Apr 2004 Other 4795943
Nicholas Salvatore Perna Director 1 Apr 2004 Other 4795946

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Prudential Financial Ultimate parent 1 Dec 2001 75% - 100% 22-3703799

Based in Hartford

The principal office where The Prudential Savings Bank, F.S.B. performs its advisory services is located at One Commercial Plaza, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-778-2265 or by fax 770-604-7085. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.prudential.com.


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