Phoenix/Zweig Advisers LLC (New York)

Phoenix/Zweig Advisers LLC is a large advisory firm based in New York. It manages $1.09 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Phoenix/Zweig Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phoenix/Zweig Advisers: assets under management

The assets under management (AUM) of Phoenix/Zweig Advisers LLC is $1.09 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.09 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $544.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Phoenix/Zweig Advisers LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Phoenix/Zweig Advisers LLC

Daniel Theodore Geraci has been acting as President since 1 Dec 2003. David G Hanley joined the executive team most recently as the Vice President And Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Paul Lazar	Senior vice president	1 Jan 1999	Other	1413895
Nancy Jean Engberg	Vice president, legal counsel	1 Jan 1999	Other	2952960
Ltd. Phoenix Investment Partners	Shareholder	1 Mar 1999	75% - 100%	95-4191764
Philip Robert Mcloughlin	Chairman, ceo & president	1 Mar 1999	Other	329529
Michael Edward Haylon	Executive vice president	1 Mar 1999	Other	1884528
Carlton Bryan Neel	Senior vice president	1 Mar 1999	Other	2714471
Inc. (Fka Phoenix Investment Partners Ltd.) Virtus Investment Partners	Shareholder	1 Mar 1999	75% - 100%	95-4191764
William Ralph Moyer	Vice president , cfo	1 Jan 2000	Other	2137127
David Leon Albrycht	Senior vice president	1 Jul 2002	Other	1279251
Christian Cameron Bertelsen	Senior vice president	1 Jul 2002	Other	824100
Julie Liberia Sapia	Senior vice president	1 Jul 2002	Other	4334731
Steven Lloyd Colton	Senior vice president	1 Jul 2002	Other	1316975
Daniel Theodore Geraci	President	1 Dec 2003	Other	708541
Glenn H Pease	Vice president, finance and treasurer	1 Dec 2003	Other	4363107
Carlton Bryan Neel	Senior vice president	1 Dec 2003	Other	2714471
David C Dickerson	Senior vice president	1 Dec 2003	Other	2443212
John Henry Beers	Vice president and secretary	1 Dec 2003	Other	3255701
Marc Baltuch	Compliance officer	1 Oct 2004	Other	1982582
George R. Aylward	President	1 Nov 2006	Other	4932163
David G Hanley	Vice president and treasurer	1 Nov 2007	Other	5455435

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Phoenix Home Life Mutual Insurance Co.	Indirect shareholder	1 Mar 1999	75% - 100%	06-0483340
Inc. Pm Holdings	Indirect shareholder	1 Mar 1999	75% - 100%	06-1065486
Inc. The Phoenix Companies	Parent company	1 Jun 2001	75% - 100%	06-1599088
Inc. Phoenix Investment Management Company	Indirect shareholder	1 Jun 2001	75% - 100%	06-1605029

Based in New York

The principal office where Phoenix/Zweig Advisers LLC performs its advisory services is located at 900 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-451-1100 or by fax 212-451-1415. The normal business hours are 9:00am to 5:00pm on Monday - Friday.