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Westam (Usa) Ltd. (Houston)


Westam (Usa) Ltd. is a pension cosultant based in Houston. It manages $352.59 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

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Westam (Usa) provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Westam (Usa): assets under management

The assets under management (AUM) of Westam (Usa) Ltd. is $352.59 million. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $349.82 million in discretionary accounts and $2.76 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.91 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.76 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Westam (Usa) Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Westdeutsche Landesbank Girozentrale Parent company 1 Jul 2001 75% - 100% foreign entity
Westlb Ag Parent company 1 Jul 2001 75% - 100% foreign entity

Based in Houston

The principal office where Westam (Usa) Ltd. performs its advisory services is located at 5555 San Felipe, 20 Th Fl, Houston, TX 77056, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-963-5200 or by fax 713-963-5235. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.westam.com.


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