Mitchell Hutchins Asset Management Inc. (New York)

Mitchell Hutchins Asset Management Inc. is a large advisory firm based in New York. It manages $70.88 billion of regulatory assets for 825 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Mitchell Hutchins Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mitchell Hutchins Asset Management: assets under management

The assets under management (AUM) of Mitchell Hutchins Asset Management Inc. is $70.88 billion. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $70.58 billion in discretionary accounts and $294 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $85.66 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $294 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mitchell Hutchins Asset Management Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mitchell Hutchins Asset Management Inc.

Julian Fernand Sluyters has been acting as President since 1 Jan 1999. Ubs Americas Inc. joined the executive team most recently as the Direct Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Painewebber Incorporated	Direct owner	1 Dec 1987	75% - 100%	13-2638166
Arthur James Huff	Crop	1 Feb 1992	Other	868641
James Patrick Kehoe	Srop	1 Oct 1997	Other	266222
Julian Fernand Sluyters	Chief operations officer/cao/director	1 Jan 1999	Other	2209394
Geraldine L Banyai	Corporate secretary	1 Mar 1999	Other	2369769
Robert Peter Jr Wolfangel	Cfo	1 Aug 1999	Other	2965141
Amy Rose Doberman	Chief legal officer	1 Jul 2000	Other	xxx-xx-xxxx
Margo Nickle Alexander	Chairman and director	1 Oct 2000	Other	2806
Brian Marshall Storms	President, ceo, chief operating officer (coo) and director	1 Oct 2000	Other	712047
Lawrence David Cutler	Chief compliance officer	1 Apr 2001	Other	xxx-xx-xxxx
Ubs Americas Inc.	Direct owner	1 May 2001	75% - 100%	06-1595848

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ubs Ag	Owner	1 Nov 2000	75% - 100%	98-0186363
Ubs Americas Inc.	Owner	1 Nov 2000	75% - 100%	06-1595848

Based in New York

The principal office where Mitchell Hutchins Asset Management Inc. performs its advisory services is located at 51 West 52 Nd Street, New York, NY 10019 6114 The mailing address of the firm is 1000 Harbor Blvd., Weehawken, NJ 07087. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-882-5000 or by fax 212-713-1374. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.